HOW THE VERTEBRATE BRAIN REGULATES BEHAVIOR
DIRECT FROM THE LAB
DONALD PFAFF
Cambridge, Massachusetts & London, England
2017
Copyright 2017 by the President and Fellows of Harvard College
All rights reserved
Cover Design: Graciela Galup
Cover photo: Ryan McVay / Thinkstock
978-0-674-66031-1 (alk. paper)
978-0-674-97877-5 (EPUB)
978-0-674-97876-8 (MOBI)
978-0-674-97875-1 (PDF)
The Library of Congress has cataloged the printed edition as follows:
Names: Pfaff, Donald W., 1939 author.
Title: How the vertebrate brain regulates behavior : direct from the lab / Donald Pfaff.
Description: Cambridge, Massachusetts : Harvard University Press, 2017. | Includes bibliographical references and index.
Identifiers: LCCN 2016042682
Subjects: LCSH: Brain. | MammalsBehavior. | Neurophysiology. | Neuroendocrinology. | Molecular neurobiology.
Classification: LCC QP376 .P447 2017 | DDC 573.8/619dc23
LC record available at https://lccn.loc.gov/2016042682
CONTENTS
When I began in neurobiology, there was a longstanding problem: most scientists felt that it was necessary to work with extremely simple animals to understand how nervous systems govern behavior. Vertebrates and especially mammals were considered to be too hard, too complex. A new paradigm was needed to attack the scientific problems of how the vertebrate brain regulates behavior. To fill that need, I analyzed and then exploited the effects of hormones on behavior. In doing so I reaped the analytic advantages of chemical specificity (steroid hormones) and neuronal specificity (circuitry for a simple mammalian behavior) so as to understand how a biologically important mammalian behavior is regulated.
To put it another way, a neuroscientist might win by studying complex functions in a simple organism or by studying a simple behavior in a complex organism. I chose the latter. Having done so, I succeeded in linking molecular chemistry to physiology and ultimately to the causation of behavior. In recounting my own laboratorys work I am going through all the steps that any laboratory must to solve problems as our science of the vertebrate brain develops.
In the first several chapters of this scientific account, a review of some of my laboratorys accomplishments, I will show that we produced the first demonstrations of specific molecular changes in particular neurons that drive a chain of social behaviors of extraordinary biologic importance. That is, I proved that the females behavioral response to the males mount, which is essential for fertilization (lordosis behavior), is driven by specific estrogen-dependent molecular events in ventromedial hypothalamic neurons, which regulate the neuronal circuit that we subsequently worked out.
As mentioned, the first creative step was to find a problem worth solving that, in fact, would turn out to be solvable: how the chain of behaviors essential for reproduction is organized and regulated. My findings, starting 50 years ago, are related here, together with the work of others who have enlarged the field of neuroendocrinology to the point where it presents the best opportunities for relating molecular genetics to neuroscience and behavior.
Some people think that mechanistic explanations for behavior should be set up against evolutionary explanations. No! I note that my type of workdiscovering brain mechanisms for behaviordoes not contradict those who emphasize how behavioral regulation has evolved, an aspect of biology and medicine led by E. O. Wilson, at Harvard (Wilson 1975). My field of neuroscience is complementary to Wilsons field, including his seminal work on sociobiology. Wilson thinks about how biologically important behaviors have evolved through time, while I have discovered mechanisms that are the result of that evolutionary process and drive behaviors right now. In fact, it is those very mechanisms that we neuroscientists study, which actually evolve!
To put it another way, I figured out how the nervous system works by solving the problem posed by a specific behavioral function. Rather than asking How does the brain work? I worked out how a specific function is accomplished. I had the advantage of working with a hormone-controlled behavior, so I could triangulate brain mechanisms, viewing them from one angle as hormone targets and from another as behavioral response producers. By in this book, you will see that we achieved a realization of these brain mechanisms in physical terms.
I also note that although traditionally neuroscientists considered the central nervous system to be an isolated entity and studied it as such, in the course of my analyses of lordosis behavior mechanisms I was studying a behavior that is necessarily and essentially social.
At MIT
Again, the first and most important issue a scientist faces is to decide on the topic to investigate. What questions are deeply interesting yet solvable? As the great immunologist Sir Peter Medawar said, Science is the art of the soluble.
That is, when I started laboratory research the core problem was to figure out how to solve the mysteries of how higher, vertebrate brains regulate entire normal behaviors. For a long time people could study simple nervous systems. So the choice was between examining complex behavior in simple animals and trying to unravel mechanisms for simple behaviors in complex animals. Eric Kandel (1965, 1976), a Nobel Prizewinning professor at Columbia, did the former. I figured out how to do the latter.
A seven-word sentence, uttered more than 50 years ago, combined with study in organic chemistry did the trick. As a Harvard undergraduate I had volunteered to serve on the back ward of a state mental hospital. I wanted to be a psychiatrist or neurologist. But the medical care in that ward was terrible. My surgeon father would not have approved. Then when I went to the Massachusetts Institute of Technology (MIT) for graduate school I was helping my thesis advisor, Joseph Altman (who had discovered postnatal neurogenesis), trace how newly divided neurons migrate to their final positions in the rat brain. Thinking back to my medical intentions, I said, Joe, Id like to do something more closely related to brain functionthat is, to behavior. He answered in seven words: Id like to do something with hormones.
Well, I had been a good student in organic chemistry and knew quite well that steroids are not such complex molecules! I could not resist once I realized that some important hormones are steroids, and I found that some steroid hormones control simple, biologically crucial animal behaviors. The core problem to be solved was how two major communication systems in the bodyin all vertebrate bodies, including humanssignal to each other to regulate biologically crucial behaviors in biologically adaptive ways. This book gives the essence of the solution.
This Book
The findings recounted in this book redefined what neuroscientists studying the mammalian brain can accomplish. Using different levels of investigationsingle genes, ion channels, single nerve cell physiology, neural circuits, and an entire social behaviorwe built a behavioral mechanism. Taken together, these sets of discoveries proved for the first time exactly how specific chemicals (hormones) acting on specific nerve cell groups can determine a complete, natural mammalian behavioral response.
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