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Preface to the third edition
This book is heavily revised. The Figure in this preface tells why. It shows the number of prisoners in the USA from 1945 to 1999 per 100,000 inhabitants. The long solid line gives the numbers in State and Federal institutions, the dotted line is where jails are also included.
Prisoners in State and Federal institutions per 100,000 resident population in USA 1945-1999. And total incarceration rate 1985-1999.
There are three arrows pointing to the curve, indicating the years for the writing and the rewriting of this book:
In 1991 time of the first writing the total US figures had reached the alarming level of 1,219,014 prisoners, or 482 per 100,000 inhabitants.
In 1993 time for work on the second edition the figures were 1,369,185 or 537 per 100,000 inhabitants. A question mark was attached to the subtitle of the first edition of this book: Towards GULAGS, Western Style? In the second edition, I deleted the question mark.
At the end of 1999 the USA has an estimated 1,934,532 prisoners, which equals 709 per 100,000 inhabitants. In February 2000 when this third edition goes to print the USA prison population hits the two million mark.
The Russian development is similar, as documented in Chapters 3 and 6. What was alarming in 1991, has developed into a catastrophe at the turn of the century.
To keep track of these and other developments, I have reorganized and rewritten large parts of the book. Two completely new chapters are included, one on Penal Geography, the other on The Russian Case. Chapters 4, 5, 7, 8, and 9 are considerably altered, the old Chapter 10 has been removed, while the remaining chapters stand as is. I have not increased the format. In the Icelandic Sagas, they wrote as they talked, and stopped before their (imagined) listeners fell asleep. This is a valuable tradition.
Oslo, February 2000
N.C.
Notes
Thanks to Ragnhild Hennum for invaluable assistance in this whole process. Thanks to Anne Turner for gentle help with the intricacies of English. Thanks to Marit Hatleskog and Rigmor Berget for help and encouragement in the editorial process. And thanks to Hedda for all.
Los Angeles Times Service, February 16, 2000 based on data from Justice Policy Institute, Washington.
Contents
to the third edition
at the brink
in decisions
Chapter 1
Efficiency and decency
This book is a warning against recent developments in the field of crime control. The theme is simple. Societies of the Western type face two major problems: Wealth is everywhere unequally distributed. So is access to paid work. Both problems contain potentialities for unrest. The crime control industry is suited for coping with both. This industry provides profit and work while at the same time producing control of those who otherwise might have disturbed the social process.
Compared to most other industries, the crime control industry is in a most privileged position. There is no lack of raw-material; crime seems to be in endless supply. Endless are also the demands for the service, as well as the willingness to pay for what is seen as security. And the usual industrial questions of contamination do not appear. On the contrary, this is an industry seen as cleaning up, removing unwanted elements from the social system.
Only rarely will those working in or for any industry say that now, just now, the size is about right. Now we are big enough, we are well established, we do not want any further growth. An urge for expansion is built into industrial thinking, if for no other reason than to forestall being swallowed up by competitors. The crime control industry is no exception. But this is an industry with particular advantages, providing weapons for what is often seen as a permanent war against crime. The crime control industry is like rabbits in Australia or wild mink in Norway there are so few natural enemies around.
Belief in being at war is one strong driving force behind the development. A general adaptation to industrialized ways of thought, organization and behaviour is another. The institution of law is in a process of change. The old-fashioned symbol was Lady Justice, blindfolded, and with scales in her hand. Her task was to balance a great number of opposing values. That role is threatened. A silent revolution has taken place within the institution of law, a revolution which provides increased opportunities for growth within the control industry.
Through these developments, a situation is created where a heavy increase in the number of prisoners must be expected. But there are counter-forces in action. As will soon be documented, enormous discrepancies in prison figures exist between countries otherwise relatively similar. We are also confronted with inexplicable variations within the same countries over time. Prison figures may go down in periods where they, according to crime statistics, economic and material conditions, ought to have gone up, and they may go up where they for the same reasons ought to have gone down. Behind these irregular moves, we find ideas on what is seen as right and fair to do to other beings, ideas which counteract rational economic-industrial solutions. The first chapters of this book document the effects of these counter-forces.
My lesson from all this is as follows: In our present situation, so extraordinarily well suited for growth, it is particularly important to realize that the size of the prison population is a normative question. We are both free and obliged to choose. Limits to the growth of the prison industry have to be man-made. We are in a situation with an urgent need for a serious discussion on how large the system of formal control can be allowed to grow. Thoughts, values, ethics and not industrial drive must determine the limits of control, the question of when enough is enough. The size of the prison population is a result of decisions. We are free to choose. It is only when we are not aware of this freedom that the economic/material conditions are given free reign. Crime control is an industry. But industries have to be balanced. This book is about the drive in the prison industry, but also about the counter-forces in morality.