ALSO BY ROBERT M. GATES
Duty: Memoirs of a Secretary at War
From the Shadows: The Ultimate Insiders Story of Five Presidents and How They Won the Cold War
THIS IS A BORZOI BOOK PUBLISHED BY ALFRED A. KNOPF
Copyright 2016 by Robert M. Gates
All rights reserved. Published in the United States by Alfred A. Knopf, a division of Penguin Random House LLC, New York, and distributed in Canada by Random House of Canada, a division of Penguin Random House Canada Ltd., Toronto.
www.aaknopf.com
Knopf, Borzoi Books, and the colophon are registered trademarks of Penguin Random House LLC.
Library of Congress Cataloging-in-Publication Data
Gates, Robert Michael, [date]
A passion for leadership : lessons on change and reform from fifty years of public service / by Robert M. Gates.
pages cm
ISBN 978-0-307-95949-2 (hardcover)
ISBN 978-0-307-95950-8 (eBook)
1. Gates, Robert Michael, 1943 2. Cabinet officersUnited StatesBiography. 3. Organizational changeUnited States. 4. LeadershipUnited States. 5. Public administrationUnited StatesAnecdotes. 6. Administrative agenciesUnited StatesReorganization. 7. United States. Department of DefenseOfficials and employeesBiography. 8. United States. Central Intelligence AgencyOfficials and employeesBiography. 9. Texas A & M University SystemBiography. 10. United StatesPolitics and government. I. Title. II. Title: Lessons on change and reform from fifty years of public service.
E 897.4. G 37 A 3 2016 352.2'93092dc23
[B] 2015010209
eBook ISBN9780307959508
Cover photograph by Charles Ommanney/Getty Images
Cover design by Chip Kidd
v4.1_r1
ep
Contents
This book is dedicated to all who serve the Public Good
1
Why Bureaucracies So Often Fail Us
E verybody hates bureaucracies, even those who work in them. Yet in twenty-first-century America, apart from a handful of hermits and survivalists living off the grid, dealing with impenetrable, impersonal, infinitely complex, obdurate, arrogant, and often stupefyingly incompetent bureaucracies is an everyday travail for everyone. Think about it: Social Security. Medicare. Local, state, and federal taxing agencies. Getting a drivers license. Obtaining documents for business, remodeling your house, or getting a building permit. Any federal department or agency. Dealing with the phone company, your credit card issuer, a credit bureau, a billing error by a big chain store. Navigating airport security, health-care insurance, university and public school administrations.
Hardly a day passes in the life of any American without his or her having to confront one or another bureaucracy, standing in line, dialing a telephone number, only to enter an automated labyrinth seemingly devoid of humans and humanity, being placed on indefinite hold, trying to access a bad government or business Web site, or being shuffled from one office to the next to find that one person, the anomaly, who can fix a problem. Encounters with a bureaucracy almost always have stress and frustration as by-products. And finding someone in a bureaucracy who is pleasant and can solve ones problem quickly is so unusual as to be very nearly a life-altering experience. President Lyndon Johnson once said, If the first person who answers the phone cannot answer your question, it is a bureaucracy. Dont we all know it.
Despite political paralysis in Washington and elsewhere, bureaucracies inexorablyday by day, year by yearintrude ever more pervasively into our daily lives. They influence our health, our safety, our economic well-being, our children, what we eat, what we drive, and every business, farm, and educational institution in the land.
Yet even as bureaucratic tentacles extend their reach into every nook and cranny of America, the litany of their incompetence and arrogance grows exponentially. Many of these institutions are now indispensable, but their repeated and highly publicized sins of omission and commission have shaken the publics confidence that theythat government in particularcan do anything right. Just a sampling of lapses and failures in recent years regardless of who was minding the store in Congress or the White House is profoundly disturbing: 9/11 itself, a failure of intelligence and law enforcement of monumental consequence; the failure of virtually all our financial regulatory and administrative bodies to anticipate and prevent the abuses that led to the financial meltdown in 20089; the Federal Emergency Management Agencys handling of the aftermath of Hurricane Katrina and other disasters; the lack of planning for post-invasion Iraq in 2003; the scandalous treatment of outpatient wounded warriors at Walter Reed Army Medical Center; the multiple failures of the Veterans Affairs Department; challenges to the integrity of the Internal Revenue Service; lapses and scandals of the Secret Service; the initial handling of the Ebola crisis by the Centers for Disease Control; the botched rollout of the Affordable Care Act (ObamaCare); the ever-changing and inconsistent rules relating to airport security; the extraordinary waste of development dollars in Iraq and Afghanistan; underperforming public schools; the inability to control our southern border; and so much more. The institutionsthe bureaucraciesresponsible for these disasters and embarrassments are crucial to us. Some of them have previously been among our most respected organizations. Now they are failing us.
One of my favorite sayings about governmentattributed to Napoleon Bonaparte, of all peopleis Never mistake for malice that which is easily explained by stupidity or incompetence. No one set out to make bureaucracies the enemy of ordinary people, resistant to change, impervious to new realities, and incompetent. Few if any individuals choose public service as a career because they want to make life miserable for people or to work for some hapless bureaucracy. Indeed, I can attest from decades of working with talented and dedicated public servants, the opposite is often true. And yet the humorist Will Rogers could say decades ago, I dont make jokes. I just watch the government and report the facts.
The world of businessthe private sectoras I have observed it both as a customer and from the corporate boardroom has its own issues with bureaucracy. While the obstacles to cutting costs and becoming more efficient are more onerous for the public sectorlocal, state, and federalleaders in both the public and the private sectors face multiple barriers to innovation and reform to cope with new and changing circumstances. For example, leaders in both sectors often encounter entrenched cultures that make real change difficult, as well as lower-level organizations resistant to guidance from the top, determined to preserve their piece of the cake and their status. Trimming organizational deadwood can be as challenging in the business world as in public institutions. It is a rare soul who has not been frustrated and maddened by multiple business bureaucraciesnot to mention disastrous business decisions that cost jobs and create economic turmoil and heartache.
But for most businesses, success and self-preservation require that leaders and employees work hard every day to innovate and change with (or before) the times, to overcome sluggishness, poor customer service, and the stifling effect of layer upon layer of management that inevitably delays and complicates decision making. As a rule, companies that do not promote innovation, strive to reduce overhead costs and managerial layering, and become more customer-friendly dont do well in the long term.