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Seth A. Johnston - How NATO Adapts: Strategy and Organization in the Atlantic Alliance since 1950

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Todays North Atlantic Treaty Organization, with nearly thirty members and a global reach, differs strikingly from the alliance of twelve created in 1949 to keep the Americans in, the Russians out, and the Germans down. These differences are not simply the result of the Cold Wars end, 9/11, or recent twenty-first-century developments but represent a more general pattern of adaptability first seen in the incorporation of Germany as a full member of the alliance in the early 1950s. Unlike other enduring postWorld War II institutions that continue to reflect the international politics of their founding era, NATO stands out for the boldness and frequency of its transformations over the past seventy years.

In this compelling book, Seth A. Johnston presents readers with a detailed examination of how NATO adapts. Nearly every aspect of NATOincluding its missions, functional scope, size, and membershipis profoundly different than at the organizations founding. Using a theoretical framework of critical junctures to explain changes in NATOs organization and strategy throughout its history, Johnston argues that the alliances own bureaucratic actors played important and often overlooked roles in these adaptations.

Touching on renewed confrontation between Russia and the West, which has reignited the debate about NATOs relevance, as well as a quarter century of postCold War rapprochement and more than a decade of expeditionary effort in Afghanistan, How NATO Adapts explores how crises from Ukraine to Syria have again made NATOs capacity for adaptation a defining aspect of European and international security. Students, scholars, and policy practitioners will find this a useful resource for understanding NATO, transatlantic relations, and security in Europe and North America, as well as theories about change in international institutions.

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How NATO Adapts

THE JOHNS HOPKINS UNIVERSITY STUDIES IN HISTORICAL AND POLITICAL SCIENCE
132nd series (2017)
1. How NATO Adapts: Strategy and Organization in the Atlantic Alliance since 1950
Seth A. Johnston

How NATO Adapts

Strategy and Organization in the Atlantic Alliance since 1950

SETH A. JOHNSTON
US Military Academy, West Point

2017 Seth A Johnston All rights reserved Published 2017 Printed in the United - photo 1

2017 Seth A. Johnston

All rights reserved. Published 2017

Printed in the United States of America on acid-free paper

246897531

The views expressed are those of the author and do not necessarily reflect those of the US Military Academy, US Army, or any other agency.

Johns Hopkins University Press
2715 North Charles Street
Baltimore, Maryland 21218-4363
www.press.jhu.edu

Library of Congress Cataloging-in-Publication Data

Names: Johnston, Seth A. (Seth Allen), 1981 author.

Title: How NATO adapts : strategy and organization in the Atlantic Alliance since 1950 / Seth A. Johnston.

Description: Baltimore : Johns Hopkins University Press, 2017. | Includes bibliographical references and index.

Identifiers: LCCN 2016022028| ISBN 9781421421988 (pbk. : alk. paper) | ISBN 9781421421995 (electronic) | ISBN 1421421984 (pbk. : alk. paper) | ISBN 1421421992 (electronic)

Subjects: LCSH: North Atlantic Treaty OrganizationHistory.

Classification: LCC UA646.3 .J5688 2017 | DDC 355/.031091821dc23

LC record available at https://lccn.loc.gov/2016022028

A catalog record for this book is available from the British Library.

Special discounts are available for bulk purchases of this book. For more information, please contact Special Sales at 410-516-6936 or .

Johns Hopkins University Press uses environmentally friendly book materials, including recycled text paper that is composed of at least 30 percent post-consumer waste, whenever possible.

To the soldiers of Task Force Zabul, International Security Assistance Force IX. Their adaptability and determination in Afghanistan embodied the most admirable and enduring qualities of the Alliance.

CONTENTS
ACKNOWLEDGMENTS

NATO is a remarkably adaptable institution. Insofar as this studys many revisions are comparable, I gratefully acknowledge those who contributed to its better points and lessened the shortcomings for which I remain responsible.

This project began at Oxford, where Professor Sir Hew Strachan supervised its development with wisdom and generosity. Professor Richard Caplans support ranks indispensable since my first years as a graduate student. Professors Duncan Snidal, Jennifer Welsh, Anand Menon, Sibylle Scheipers, Rob Johnson, Patricia Owens, Hartmut Mayer, Valerie Worth, Stephen Fisher, Michael Beloff, and Sir Ivor Roberts exceeded every expectation of endowment and civility for which this institution is rightly known.

I am equally indebted to my colleagues at West Point and the Department of Social Sciences in particular. Brigadier General Cindy Jebb, Colonel Suzanne Nielsen, Colonel Tania Chacho, and Dr. Scott Silverstone were my professors as an undergraduate and perhaps even more instructive as leaders of junior faculty. Work on this book paralleled the development of new courses on international organization and European politics for cadets, whose energy and determined service testifies to their character every day. Fellow faculty members Nelly Lahoud, Hugh Liebert, Jordan Becker, Rachel Sondheimer, Thomas Sherlock, Ruth Beitler, Aaron Miller, Brandon Archuleta, Susan Carter, Lissa Young, Matt Cavanaugh, Brian Retherford, Brian Forester, Brian Babcock-Lumish, Keith Benedict, Ben Mitchell, Rob Person, Robert Chamberlain, Joe Da Silva, Raven Bukowski, Mike Rosol, Scott Handler, Charlie Faint, and Bonnie Kovatch, among others, inspired by their editorial hand and professional example.

Research about NATO would not have been possible without official assistance from several quarters, including the NATO Archives, International Staff, Public Diplomacy Division, and Supreme Headquarters Allied Powers Europe. I am especially obliged to Brigadier General John Adams and the US Delegation to the Military Committee for treating me as one of their own, and to Colonel Jonathan Freeman, Brigadier General Peter Zwack, Lieutenant General David Hogg, and Lieutenant General Robert Caslen for the professional latitude and support to see the Alliance in action.

The Marshall Aid Commemoration Commission of the British government, Atlantic Council of the United States, Harry S. Truman Scholarship Foundation, Saltzman Institute of War and Peace Studies at Columbia University, Merrill Center for Strategic Studies at the Johns Hopkins School of Advanced International Studies, Rupert H. Johnson Grand Strategy Program at West Point, US Air Force Institute for National Security Studies, American Council on Germany, Council on Foreign Relations Academic Outreach Initiative, Wertheim Study at the New York Public Library, and Trinity College, Oxford, generously supported work leading to this endeavor.

The fellowship of scholars and practitioners who offered feedback on drafts of these pages further include David Blagden, Joe Cerami, Sewell Chan, Samuel Charap, Eliza Gheorghe, Benot Gomis, Cristina Gonzalez, Ron Granieri, Julian Gruin, Michael Jago, Sarwar Kashmiri, John Keeling, Sam Kleiner, Jeff Larsen, Travers McLeod, Kate Millar, Tristen Naylor, Claire Palmer, Suwita Hani Randhawa, Ruben Reike, Emile Simpson, Michael Urban, Vincius Rodrigues Vieira, Jiajun Xu, and Makio Yamada. I owe a particular debt to Stan Sloan, whose helpfulness as a reviewer of this manuscript and guest lecturer in the West Point course on European politics are matched only by his class as a gentleman.

Elizabeth Sherburn Demers, Juliana McCarthy, Andre Barnett, Nicole Wayland, and the entire team from Johns Hopkins University Press could not have been more obliging, efficient, or thorough in bringing this work to print.

To have a professional editor, publisher, or librarian in the family is an advantage in a project like this, but to have all three in my mother, Darcie Conner Johnston, was monumentally fortunate. Geo. Allen Johnston, my father, has always matched respect for the past with optimism for the future; his inspiration is written on every page. Thanks to all of my family and friends for their support, encouragement, and understanding of long hours and absences.

ABBREVIATIONS

ACT

Allied Command Transformation

AWACS

Airborne Warning and Control System

BERCON

Berlin contingency plan

CAOC

Combined Air Operations Centre

CENTO

Central Treaty Organization

CFE

Treaty on Conventional Armed Forces in Europe

CFSP

Common Foreign and Security Policy

CJTF

Combined Joint Task Force

CSCE

Conference on Security and Cooperation in Europe

CSTO

Collective Security Treaty Organization

DPC

Defence Planning Committee

DSACEUR

Deputy Supreme Allied Commander Europe

EAPC

Euro-Atlantic Partnership Council

EC

European Communities

ECSC

European Coal and Steel Community

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