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Amy R. Poteete - Working Together: Collective Action, the Commons, and Multiple Methods in Practice

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Advances in the social sciences have emerged through a variety of research methods: field-based research, laboratory and field experiments, and agent-based models. However, which research method or approach is best suited to a particular inquiry is frequently debated and discussed. Working Together examines how different methods have promoted various theoretical developments related to collective action and the commons, and demonstrates the importance of cross-fertilization involving multimethod research across traditional boundaries. The authors look at why cross-fertilization is difficult to achieve, and they show ways to overcome these challenges through collaboration.
The authors provide numerous examples of collaborative, multimethod research related to collective action and the commons. They examine the pros and cons of case studies, meta-analyses, large-N field research, experiments and modeling, and empirically grounded agent-based models, and they consider how these methods contribute to research on collective action for the management of natural resources. Using their findings, the authors outline a revised theory of collective action that includes three elements: individual decision making, microsituational conditions, and features of the broader social-ecological context.
Acknowledging the academic incentives that influence and constrain how research is conducted, Working Together reworks the theory of collective action and offers practical solutions for researchers and students across a spectrum of disciplines.

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Working Together Working Together COLLECTIVE ACTION THE COMMONS AND - photo 1

Working Together

Working Together
COLLECTIVE ACTION, THE COMMONS, AND MULTIPLE METHODS IN PRACTICE
Amy R. Poteete
Marco A. Janssen
Elinor Ostrom
PRINCETON UNIVERSITY PRESS
PRINCETON AND OXFORD
Copyright 2010 by Princeton University Press
Published by Princeton University Press, 41 William Street, Princeton, New Jersey 08540
In the United Kingdom: Princeton University Press, 6 Oxford Street, Woodstock, Oxfordshire OX20 1TW
press.princeton.edu
All Rights Reserved
Library of Congress Cataloging-in-Publication Data
Poteete, Amy R., 1968
Working together : collective action, the commons, and multiple methods in practice / Amy R. Poteete, Marco A. Janssen, and Elinor Ostrom.
p. cm.
Includes bibliographical references and index.
ISBN 978-0-691-14603-4 (hardcover : alk. paper) ISBN 978-0-691-14604-1 (pbk. : alk. paper) 1. CommonsManagementMethodology. 2. Global commonsManagementMethodology. 3. Natural resources, CommunalManagementMethodology. I. Janssen, Marco, 1969 II. Ostrom, Elinor. III. Title.
HD1286.P75 2010
333.2dc22
2009046702
British Library Cataloging-in-Publication Data is available
This book has been composed in Sabon
Printed on acid-free paper.
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1

The authors thank many colleagues from all parts of the world who have actively participated in the research efforts described herein. This book would not have been possible without their thoughtful challenges, hard work, and insightful analyses.
Contents
CHAPTER ONE
Overcoming Methodological Challenges
CHAPTER TWO
Small-N Case Studies: Putting the Commons under a Magnifying Glass
CHAPTER THREE
Broadly Comparative Field-Based Research
CHAPTER FOUR
Meta-Analysis: Getting the Big Picture through Synthesis
CHAPTER FIVE
Collaborative Field Studies
CHAPTER SIX
Experiments in the Laboratory and the Field
CHAPTER SEVEN
Agent-Based Models of Collective Action
CHAPTER EIGHT
Building Empirically Grounded Agent-Based Models
CHAPTER NINE
Pushing the Frontiers of the Theory of Collective Action and the Commons
CHAPTER TEN
Learning from Multiple Methods
Illustrations
Tables
Acknowledgments
THIS VOLUME DRAWS UPON and is greatly enriched by the authors involvement in a number of research programs over a period of several decades. The book highlights our experiences with the Common-Pool Resource (CPR) research program, the Nepal Irrigation Institutions and Systems (NIIS) research program, the International Forestry Resources and Institutions (IFRI) research program, and broader research projects undertaken at the Workshop in Political Theory and Policy Analysis and the Center for the Study of Institutions, Population, and Environmental Change at Indiana University and the Center for the Study of Institutional Diversity at Arizona State University. We have also benefited from participating in interdisciplinary projects granted through the Biocomplexity and Human and Social Dynamics programs of the National Science Foundation. A number of funding agencies have supported these programs, including the Food and Agriculture Organization of the United Nations, the Ford Foundation, the MacArthur Foundation, and the National Science Foundation.
We have benefited from the research assistance of several diligent graduate assistants. Agnes K. Kos compiled the articles included in our meta-analysis of methodological practices between 1990 and 2004. Chris Fay provided bibliographic support. We deeply appreciate the superb organizational and editorial support provided by Patty Lezotte and database stewardship of Julie England and Robin Humphrey. We thank Christopher Bartlett for preparing the index for this book. Chuck Myers at Princeton University Press has been extremely helpful through the process of developing the organization of this book, managing the publication process, and arranging for excellent peer-review assessments for which we also thank the reviewers. We thank Lauren Lepow at Princeton University Press for her careful editing of the manuscript.
Colleagues who kindly shared their reactions to chapter drafts include Lee Alston, Marty Anderies, Kenneth Arrow, Robert Axtell, Xavier Basurto, Daniel Castillo, Cheryl Eavey, James Granato, Anirudh Krishna, Maria Claudia Lopez Perez, Olivier Petit, Armando Razo, Filippo Sabetti, Michael Schoon, Jamie Thomson, Arild Vatn, James Walker, and Abby York and the Experimental Reading Group at the Workshop. We also received feedback from graduate students, including Jeremy Speight, Joannie Tremblay-Boire, and participants in Edella Schlagers graduate seminar held at the University of Arizona during the spring of 2009, including Jeb Beagles, Tiffany Harper, Robin Lemaire, Janet McCaskill, and David Tecklin.
Although we have drawn upon a variety of publications and working papers, we have reworked the material thoroughly. Arguments voiced in previous papers certainly echo throughout the book. And, certainly, feedback on earlier papers received from Martin Johnson, Achim Schlueter, Stephen Voss, and participants in the CAPRi Workshop on Methods for Studying Collective Action held in Nyeri, Kenya (2002); the Empirically-Based Agent-Based Modeling workshop held in Bloomington, Indiana (2005); and the Workshop on Lab and Field Experiments on Commons Dilemmas held in Tempe, Arizona (2009), greatly helped us. At the same time, the process of repeated revision and reorganization has left little resemblance to the actual wording of earlier working papers and published articles.
Amy Poteete gave presentations related to this book at the CAPRi Workshop on Methods for Studying Collective Action, Nyeri, Kenya, in February 2002; the 100th annual meeting of the American Political Science Association, Chicago, Illinois, in September 2004; the annual meeting of the Southern Political Science Association, Atlanta, Georgia, in January 2006; the 101st annual meeting of the American Political Science Association, Washington, DC, in September 2005; and an International Political Science Association conference titled International Political Science: New Theoretical and Regional Perspectives/La science politique dans le monde: Nouvelles perspectives thoriques et rgionales, Montreal, in April 2008.
Marco Janssen gave presentations related to this book at the Workshop on Agent-Based Computational Economics Handbook, University of Michigan, Ann Arbor, in May 2004; the 3rd International Model-to-Model Workshop, Marseille, France, in March 2007; the 2007 Amsterdam Conference on the Human Dimensions of Global Environmental Change, Amsterdam, the Netherlands, in May 2007; the 4th annual meeting of the European Social Simulation Association, Toulouse, France, in September 2007; the 8th biannual conference of the European Society for Ecological Economics, Ljubljana, Slovenia, in June 2009; and the Socio-Ecological Theory and Empirical Research lectures, Montpellier, France, in July 2009.
Elinor Ostrom gave presentations directly related to the development of this book at the American Political Science Association, Philadelphia, in August 2006 and August 2007; a symposium titled To Trust or Not to Trust? That Is the Question at Princeton University in October 2007; the Public Choice Society annual meeting, San Antonio, Texas, in March 2008; the Adrian College Policy Institute on the 40th Anniversary of Garrett Hardins Tragedy of the Commons, Adrian, Michigan, in November 2008; the Workshop on Lab and Field Experiments on Social Dilemmas, Arizona State University, Tempe, in January 2009; and a James S. McDonnell Foundationsponsored workshop, Reconsidering the Good Life: Environmental Impact and Social Norms, Newport Beach, California, in January 2009. Ostrom was asked to give several lectures during the summer of 2009 where she explored in more detail the key topics in this book; among these lectures were one at the Frankfurt School of Finance and Management on June 19, where Hartmut Kliemt and Werner Gth gave very useful comments, and the Wittgenstein Lectures at Bayreuth University, June 2226, where she received good comments from faculty and students, including Eckart Arnold, Marie Halbach, Rainer Hegelsmann, Benjamin Huppert, and Maximillan Schweifer.
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