Acknowledgments
T HANKS AGAIN to my friends who read the manuscript and whose comments and criticism I heeded throughout: especially Leo Lowenthal (University of California at Berkeley), Arno J. Mayer (Princeton University), and Barrington Moore, Jr. (Harvard University). My wife discussed with me every part and problem of the manuscript. Without her cooperation, this essay would have appeared much sooner. I am grateful to her that it didnt.
Preface
T HE GROWING OPPOSITION to the global dominion of corporate capitalism is confronted by the sustained power of this dominion: its economic and military hold in the four continents, its neocolonial empire, and, most important, its unshaken capacity to subject the majority of the underlying population to its overwhelming productivity and force. This global power keeps the socialist orbit on the defensive, all too costly not only in terms of military expenditures but also in the perpetuation of a repressive bureaucracy. The development of socialism thus continues to be deflected from its original goals, and the competitive coexistence with the West generates values and aspirations for which the American standard of living serves as a model.
Now, however, this threatening homogeneity has been loosening up, and an alternative is beginning to break into the repressive continuum. This alternative is not so much a different road to socialism as an emergence of different goals and values, different aspirations in the men and women who resist and deny the massive exploitative power of corporate capitalism even in its most comfortable and liberal realizations. The Great Refusal takes a variety of forms.
In Vietnam, in Cuba, in China, a revolution is being defended and driven forward which struggles to eschew the bureaucratic administration of socialism. The guerrilla forces in Latin America seem to be animated by that same subversive impulse: liberation. At the same time, the apparently impregnable economic fortress of corporate capitalism shows signs of mounting strain: it seems that even the United States cannot indefinitely deliver its goodsguns and butter, napalm and color TV . The ghetto populations may well become the first mass basis of revolt (though not of revolution). The student opposition is spreading in the old socialist as well as capitalist countries. In France, it has for the first time challenged the full force of the regime and recaptured, for a short moment, the libertarian power of the red and the black flags; moreover, it has demonstrated the prospects for an enlarged basis. The temporary suppression of the rebellion will not reverse the trend.
None of these forces is the alternative. However, they outline, in very different dimensions, the limits of the established societies, of their power of containment. When these limits are reached, the Establishment may initiate a new order of totalitarian suppression. But beyond these limits, there is also the space, both physical and mental, for building a realm of freedom which is not that of the present: liberation also from the liberties of exploitative ordera liberation which must precede the construction of a free society, one which necessitates an historical break with the past and the present.
It would be irresponsible to overrate the present chances of these forces (this essay will stress the obstacles and delays), but the facts are there, facts which are not only the symbols but also the embodiments of hope. They confront the critical theory of society with the task of reexamining the prospects for the emergence of a socialist society qualitatively different from existing societies, the task of redefining socialism and its preconditions.
In the following chapters, I attempt to develop some ideas first submitted in Eros and Civilization and in One-Dimensional Man, then further discussed in Repressive Tolerance and in lectures delivered in recent years, mostly to student audiences in the United States and in Europe. This essay was written before the events of May and June 1968 in France. I have merely added some footnotes in the way of documentation. The coincidence between some of the ideas suggested in my essay, and those formulated by the young militants was to me striking. The radical utopian character of their demands far surpasses the hypotheses of my essay; and yet, these demands were developed and formulated in the course of action itself; they are expressions of concrete political practice. The militants have invalidated the concept of utopiathey have denounced a vicious ideology. No matter whether their action was a revolt or an abortive revolution, it is a turning point. In proclaiming the permanent challenge (la contestation permanente), the permanent education, the Great Refusal, they recognize the mark of social repression, even in the most sublime manifestations of traditional culture, even in the most spectacular manifestations of technical progress. They have again raised a specter (and this time a specter which haunts not only the bourgeoisie but all exploitative bureaucracies) : the specter of a revolution which subordinates the development of productive forces and higher standards of living to the requirements of creating solidarity for the human species, for abolishing poverty and misery beyond all national frontiers and spheres of interest, for the attainment of peace. In one word: they have taken the idea of revolution out of the continuum of repression and placed it into its authentic dimension: that of liberation.
The young militants know or sense that what is at stake is simply their life, the life of human beings which has become a plaything in the hands of politicians and managers and generals. The rebels want to take it out of these hands and make it worth living; they realize that this is still possible today, and that the attainment of this goal necessitates a struggle which can no longer be contained by the rules and regulations of a pseudo-democracy in a Free Orwellian World. To them I dedicate this essay.
U P TO NOW , it has been one of the principal tenets of the critical theory of society (and particularly Marxian theory) to refrain from what might be reasonably called utopian speculation. Social theory is supposed to analyze existing societies in the light of their own functions and capabilities and to identify demonstrable tendencies (if any) which might lead beyond the existing state of affairs. By logical inference from the prevailing conditions and institutions, critical theory may also be able to determine the basic institutional changes which are the prerequisites for the transition to a higher stage of development: higher in the sense of a more rational and equitable use of resources, minimization of destructive conflicts, and enlargement of the realm of freedom. But beyond these limits, critical theory did not venture for fear of losing its scientific character.
I believe that this restrictive conception must be revised, and that the revision is suggested, and even necessitated, by the actual evolution of contemporary societies. The dynamic of their productivity deprives utopia of its traditional unreal content: what is denounced as utopian is no longer that which has no place and cannot have any place in the historical universe, but rather that which is blocked from coming about by the power of the established societies.
Utopian possibilities are inherent in the technical and technological forces of advanced capitalism and socialism: the rational utilization of these forces on a global scale would terminate poverty and scarcity within a very foreseeable future. But we know now that neither their rational use norand this is decisivetheir collective control by the immediate producers (the workers) would by itself eliminate domination and exploitation: a bureaucratic welfare state would still be a state of repression which would continue even into the second phase of socialism, when each is to receive according to his needs.