CLARENDON LAW SERIES
Introduction to Roman Law
BARRY NICHOLAS
Natural Law and Natural Rights
JOHN G. FINNIS
Conflicts of Law and Morality
KENT GREENWALT
Bentham and the Common Law Tradition
GERALD J. POSTEMA
Public Law and Democracy
P. P. CRAIG
Precedent in English Law 4th edition
SIR RUPERT CROSS AND J. W. HARRIS
Playing by the Rules
FREDERICK SCHAUER
Labour Legislation and Public Policy: A Contemporary History
PAUL DAVIES AND MARK FREEDLAND
Legal Reasoning and Legal Theory
NEIL MACCORMICK
The Concept of Law 2nd edition
H. L. A. HART
An Introduction to Constitutional Law
ERIC BARENDT
Discrimination Law
SANDRA FREDMAN
The Conflict of Laws
ADRIAN BRIGGS
The Law of Property 3rd edition
F. H. LAWSON AND BERNARD RUDDEN
Introduction to Company Law
PAUL L. DAVIES
Personal Property Law 3rd edition
MICHAEL BRIDGE
An Introduction to the Law of Trusts 2nd edition
SIMON GARDNER
Employment Law
HUGH COLLINS
Public Law
ADAM TOMPKINS
Contract Theory
STEPHEN A. SMITH
Administrative Law 4th edition
PETER CANE
Criminal Justice
LUCIA ZEDNER
An Introduction to Family Law 2nd edition
GILLIAN DOUGLAS
Unjust Enrichment 2nd edition
PETER BIRKS
Atiyahs Introduction to the Law of Contract 6th edition
STEPHEN A. SMITH
Equity 2nd edition
SARAH WORTHINGTON
An Introduction to Tort Law 2nd edition
TONY WEIR
Law in Modern Society
DENIS GALLIGAN
Land Law
ELIZABETH COOKE
Philosophy of Private Law
WILLIAM LUCY
Policies and Perceptions of Insurance Law in the Twenty-First Century
MALCOLM CLARKE
Civil Liberties
CONOR GEARTY
International Law
VAUGHAN LOWE
INTELLECTUAL PROPERTY
MICHAEL SPENCE
Fellow, St Catherines College, Oxford Consultant, Olswang Solicitors
Great Clarendon Street, Oxford OX2 6DP
Oxford University Press is a department of the University of Oxford.
It furthers the Universitys objective of excellence in research, scholarship, and education by publishing worldwide in
Oxford New York
Auckland Cape Town Dar es Salaam Hong Kong Karachi Kuala Lumpur Madrid Melbourne Mexico City Nairobi New Delhi Shanghai Taipei Toronto
With offices in
Argentina Austria Brazil Chile Czech Republic France Greece Guatemala Hungary Italy Japan Poland Portugal Singapore South Korea Switzerland Thailand Turkey Ukraine Vietnam
Oxford is a registered trade mark of Oxford University Press in the UK and in certain other countries
Published in the United States by Oxford University Press Inc., New York
Michael Spence 2007
The moral rights of the author have been asserted
Crown copyright material is reproduced under Class Licence Number C01 P0000148 with the permission of OPSI and the Queens Printer for Scotland
Database right Oxford University Press (maker)
First published 2007
All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by any means, without the prior permission in writing of Oxford University Press, or as expressly permitted by law, or under terms agreed with the appropriate reprographics rights organization. Enquiries concerning reproduction outside the scope of the above should be sent to the Rights Department, Oxford University Press, at the address above
You must not circulate this book in any other binding or cover and you must impose the same condition on any acquirer
British Library Cataloguing in Publication Data
Data available
Library of Congress Cataloging in Publication Data
Spence, Michael.
Intellectual property / Michael Spence.
p. cm.(Clarendon law series)
Includes bibliographical references and index.
ISBN13: 9780198765011 (alk. paper)
ISBN13: 9780198765028(alk. paper) 1. Intellectual property. I. Title.
K7550.S64 2007
346.048dc22
2007026167
Typeset by Newgen Imaging Systems (P) Ltd, Chennai, India
Printed in Great Britain
on acid-free paper by
Biddles Ltd, Kings Lynn
ISBN 9780198765028 (Hbk)
ISBN 9780198765011 (Pbk)
1 3 5 7 9 10 8 6 4 2
Preface
This book introduces the intellectual property regimes and related legal actions and explores their basis in principle and policy. Much of the complexity of the law is inevitably omitted. But the reader should emerge with an understanding of both the individual regimes and the taxonomy of the intellectual property system as a whole. This latter is important because, as the intellectual property regimes expand, too little attention is paid both to their interrelationship and to their relationship with cognate areas of the law such as that of unfair competition. The law is stated as at 1 February 2007. In a rapidly developing field such as this, any snapshot of the law is soon inaccurate. At the time of writing, for example, the judgment of the House of Lords in Douglas v Hello! (No 6) has not yet been handed down. But the beauty of a snapshot is that it is both digestible and gives a candid picture of the current state of play. Like the subject of many snapshots, there is much in the current law of intellectual property that is rather messy. I have tried to both capture that mess, and gently to clean it up sufficiently to give a coherent account of the subject as a whole.
The project has been some time in coming to fruition and I am grateful for the support of my family, both those who were born at the time of its commencement and those who were not, to Beth, James, Philippa, Oliver, Lucinda, and Felicity. I am grateful to my colleagues Timothy Endicott, Justine Pila and Robert Stevens with whom I have discussed various parts of the book, to Lionel Bently for commenting on a draft and to several research assistants, particularly Alison Slade. The book is dedicated to my father who died while it was in the final stages of preparation, but who, in his last few years of life, never failed to enquire after its health!
Contents
A v B Plc [2003] QB 195
A Fulton Co Ltd v Totes Isotoner (UK) Ltd [2004] RPC (16) 301
A & M Records Inc v Napster Inc 114 F Supp 2d 896 (2000); 239 F 3d 1004 (2001)
Ackroyds (London) v Islington Plastics [1962] RPC 97
Ad-Lib Club Ltd v Granville [1971 ] FSR 1
Adidas-Salomon AG v Fitnessworld Trading Ltd (C-408/01) [2004] Ch 120
Aerotel Ltd v Telco Holdings Ltd [2007] RPC (7) 117
Aktieselskabet af 21 November 2001 v TDK Kabushki Kaisha (TDK Corporation) (R-364/2003-1) OHIM First Board of Appeal, 7 October 2004, unreported
ALCAN/Aluminium Alloys T 465/92 [1995] EPOR 501
Alfa Laval Cheese Systems Ltd v Wincanton Engineering Ltd [1990] FSR 583
American Cyanamid Co v Ethicon Ltd [1975] AC 396
American Home Products v Novartis Pharmaceuticals [2001 ] RPC (8) 159
AMP Incorporated v Utilux Proprietary Limited [1971 ] FSR 572
Anheuser-Busch Inc v Budejovick; Budvar, nrodn podnik (C-245/02) [2005] ETMR (27) 286
Ansul BV v Ajax Brandbeveiliging BV (C-40/01) [2003] RPC (40) 717
Antiquesportfolio.com Plc v Rodney Fitch & Co Ltd [2001 ] FSR (23) 345
Anton Piller KG v Manufacturing Processes [1976] Ch 55