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Arnold Robbins - Effective awk Programming: Universal Text Processing and Pattern Matching

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When processing text files, the awk language is ideal for handling data extraction, reporting, and data-reformatting jobs. This practical guide serves as both a reference and tutorial for POSIX-standard awk and for the GNU implementation, called gawk. This book is useful for novices and awk experts alike.

In this thoroughly revised edition, author and gawk lead developer Arnold Robbins describes the awk language and gawk program in detail, shows you how to use awk and gawk for problem solving, and then dives into specific features of gawk. System administrators, programmers, webmasters, and other power users will find everything they need to know about awk and gawk. You will learn how to:

  • Format text and use regular expressions in awk and gawk
  • Process data using awks operators and built-in functions
  • Manage data relationships using associative arrays
  • Define your own functions
  • Think in awk with two full chapters of sample functions and programs
  • Take advantage of gawks many advanced features
  • Debug awk programs with the gawk built-in debugger
  • Extend gawk by writing new functions in C or C++

This book is published under the terms of the GNU Free Documentation License. You have the freedom to copy and modify this GNU manual.

Royalties from the sales of this book go to the Free Software Foundation and to the author.

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EffectiveawkProgramming ArnoldRobbins - photo 1EffectiveawkProgrammingArnoldRobbins Tomyparents,fortheirlove,andforthewonderfulexampletheysetforme. TomywifeMiriam,formakingmecomplete.Thankyouforbuildingyourlifetogether withme. ToourchildrenChana,Rivka,Nachum,andMalka,forenricheningourlivesin innumerableways. ForewordtotheThirdEditionMichaelBrennan Authorofmawk ArnoldRobbinsandIaregoodfriends.Wewereintroducedin1990bycircumstances andourfavoriteprogramminglanguage,awk.Thecircumstancesstartedacoupleofyears earlier.IwasworkingatanewjobandnoticedanunpluggedUnixcomputersittinginthe corner.Nooneknewhowtouseit,andneitherdidI.However,acoupleofdayslater,it wasrunning,andIwasrootandtheone-and-onlyuser.Thatday,Ibeganthetransition fromstatisticiantoUnixprogrammer. OnoneofmanytripstothelibraryorbookstoreinsearchofbooksonUnix,Ifoundthe grayawkbook,a.k.a.AlfredV.Aho,BrianW.Kernighan,andPeterJ.Weinbergers TheAWKProgrammingLanguage(Addison-Wesley,1988).awkssimpleprogramming paradigmfindapatternintheinputandthenperformanactionoftenreduced complexortediousdatamanipulationstoafewlinesofcode.Iwasexcitedtotrymyhand atprogramminginawk. (Incidentally,itsnolongerdifficulttofindanewawk.gawkshipswithGNU/Linux,and youcandownloadbinariesorsourcecodeforalmostanysystem;mywifeusesgawkon herVMSbox.) MyUnixsystemstartedoutunpluggedfromthewall;itcertainlywasnotpluggedintoa network.So,oblivioustotheexistenceofgawkandtheUnixcommunityingeneral,and desiringanewawk,Iwrotemyown,calledmawk.BeforeIwasfinished,Iknewabout gawk,butitwastoolatetostop,soIeventuallypostedtoacomp.sourcesnewsgroup. (Incidentally,itsnolongerdifficulttofindanewawk.gawkshipswithGNU/Linux,and youcandownloadbinariesorsourcecodeforalmostanysystem;mywifeusesgawkon herVMSbox.) MyUnixsystemstartedoutunpluggedfromthewall;itcertainlywasnotpluggedintoa network.So,oblivioustotheexistenceofgawkandtheUnixcommunityingeneral,and desiringanewawk,Iwrotemyown,calledmawk.BeforeIwasfinished,Iknewabout gawk,butitwastoolatetostop,soIeventuallypostedtoacomp.sourcesnewsgroup.

Afewdaysaftermyposting,IgotafriendlyemailfromArnoldintroducinghimself.He suggestedwesharedesignandalgorithmsandattachedadraftofthePOSIXstandardso thatIcouldupdatemawktosupportlanguageextensionsaddedafterpublicationof TheAWKProgrammingLanguage. Frankly,ifourroleshadbeenreversed,Iwouldnothavebeensoopenandweprobably wouldhavenevermet.Imgladwedidmeet.Heisanawkexpertsawkexpertanda genuinelyniceperson.Arnoldcontributessignificantamountsofhisexpertiseandtimeto theFreeSoftwareFoundation. Thisbookisthegawkreferencemanual,butatitscoreitisabookaboutawkprogramming thatwillappealtoawideaudience.Itisadefinitivereferencetotheawklanguageas definedbythe1987BellLaboratoriesreleaseandcodifiedinthe1992POSIXUtilities standard. Ontheotherhand,thenoviceawkprogrammercanstudyawealthofpracticalprograms thatemphasizethepowerofawksbasicidioms:data-drivencontrolflow,patternmatching withregularexpressions,andassociativearrays.Thoselookingforsomethingnewcantry outgawksinterfacetonetworkprotocolsviaspecial/inetfiles. Theprogramsinthisbookmakeclearthatanawkprogramistypicallymuchsmallerand fastertodevelopthanacounterpartwritteninC.Consequently,thereisoftenapayoffto prototypinganalgorithmordesigninawktogetitrunningquicklyandexposeproblems early.Often,theinterpretedperformanceisadequateandtheawkprototypebecomesthe product. Thenewpgawk(profilinggawk)producesprogramexecutioncounts.Irecently experimentedwithanalgorithmthatfor nlinesofinputexhibited Cn2performance, whiletheorypredicted Cnlognbehavior.Afewminutesporingovertheawkprof.out profilepinpointedtheproblemtoasinglelineofcode.pgawkisawelcomeadditiontomy programmerstoolbox.

Arnoldhasdistilledoveradecadeofexperiencewritingandusingawkprograms,and developinggawk,intothisbook.Ifyouuseawkorwanttolearnhow,thenreadthisbook. ForewordtotheFourthEditionMichaelBrennan Authorofmawk Somethingsdontchange.ThirteenyearsagoIwrote:Ifyouuseawkorwanttolearn how,thenreadthisbook.Truethen,andstilltruetoday. Learningtouseaprogramminglanguageisaboutmorethanmasteringthesyntax.One needstoacquireanunderstandingofhowtousethefeaturesofthelanguagetosolve practicalprogrammingproblems.Afocusofthisbookismanyexamplesthatshowhowto useawk. Somethingsdochange.Ourcomputersaremuchfasterandhavemorememory. Consequently,speedandstorageinefficienciesofahigh-levellanguagematterless. PrototypinginawkandthenrewritinginCforperformancereasonshappensless,because moreoftentheprototypeisfastenough.

Ofcourse,therearecomputingoperationsthatarebestdoneinCorC++.Withgawk4.1 andlater,youdonothavetochoosebetweenwritingyourprograminawkorinC/C++. YoucanwritemostofyourprograminawkandtheaspectsthatrequireC/C++capabilities canbewritteninC/C++,andthenthepiecesgluedtogetherwhenthegawkmoduleloads theC/C++moduleasadynamicplug-in. hasallthedetails,and,asexpected, manyexamplestohelpyoulearntheinsandouts. Ienjoyprogramminginawkandhadfun(re)readingthisbook.Ithinkyouwill,too. PrefaceArnoldRobbins NofAyalon Israel Severalkindsoftasksoccurrepeatedlywhenworkingwithtextfiles.Youmightwantto extractcertainlinesanddiscardtherest.Oryoumayneedtomakechangeswherever certainpatternsappear,butleavetherestofthefilealone.Suchjobsareofteneasywith awk.Theawkutilityinterpretsaspecial-purposeprogramminglanguagethatmakesiteasy tohandlesimpledata-reformattingjobs. TheGNUimplementationofawkiscalledgawk;ifyouinvokeitwiththeproperoptionsor environmentvariables,itisfullycompatiblewiththePOSIX]specificationoftheawk languageandwiththeUnixversionofawkmaintainedbyBrianKernighan.Thismeans thatallproperlywrittenawkprogramsshouldworkwithgawk.Somostofthetime,we dontdistinguishbetweengawkandotherawkimplementations.

Usingawkyoucan: Managesmall,personaldatabases Generatereports Validatedata Produceindexesandperformotherdocument-preparationtasks Experimentwithalgorithmsthatyoucanadaptlatertoothercomputerlanguages Inaddition,gawkprovidesfacilitiesthatmakeiteasyto: Extractbitsandpiecesofdataforprocessing Sortdata Performsimplenetworkcommunications Profileanddebugawkprograms ExtendthelanguagewithfunctionswritteninCorC++ Thisbookteachesyouabouttheawklanguageandhowyoucanuseiteffectively.You shouldalreadybefamiliarwithbasicsystemcommands,suchascatandls, aswellas basicshellfacilities,suchasinput/output(I/O)redirectionandpipes. Implementationsoftheawklanguageareavailableformanydifferentcomputing environments.Thisbook,whiledescribingtheawklanguageingeneral,alsodescribesthe particularimplementationofawkcalledgawk(whichstandsforGNUawk).gawkrunson abroadrangeofUnixsystems,rangingfromIntel-architecturePC-basedcomputersup throughlarge-scalesystems.gawkhasalsobeenportedtoMacOSX,MicrosoftWindows (allversions),andOpenVMS.[] HistoryofawkandgawkRECIPEFORAPROGRAMMINGLANGUAGE 1partegrep 1partsnobol 2partsed 3partsC Blendallpartswellusinglexandyacc.Documentminimallyandrelease. Aftereightyears,addanotherpartegrepandtwomorepartsC.Documentverywellandrelease. Thenameawkcomesfromtheinitialsofitsdesigners:AlfredV.Aho,PeterJ.Weinberger, andBrianW.Kernighan.Theoriginalversionofawkwaswrittenin1977atAT&TBell Laboratories.In1985,anewversionmadetheprogramminglanguagemorepowerful, introducinguser-definedfunctions,multipleinputstreams,andcomputedregular expressions.ThisnewversionbecamewidelyavailablewithUnixSystemVRelease3.1 (1987).TheversioninSystemVRelease4(1989)addedsomenewfeaturesandcleaned upthebehaviorinsomeofthedarkcornersofthelanguage.Thespecificationforawkin thePOSIXCommandLanguageandUtilitiesstandardfurtherclarifiedthelanguage.Both thegawkdesignersandtheoriginalawkdesignersatBellLaboratoriesprovidedfeedback forthePOSIXspecification. PaulRubinwrotegawkin1986.JayFenlasoncompletedit,withadvicefromRichard Stallman.JohnWoodscontributedpartsofthecodeaswell.In1988and1989,David Trueman,withhelpfromme,thoroughlyreworkedgawkforcompatibilitywiththenewer awk.Circa1994,Ibecametheprimarymaintainer.Currentdevelopmentfocusesonbug fixes,performanceimprovements,standardscompliance,and,occasionally,newfeatures. InMay1997,JrgenKahrsfelttheneedfornetworkaccessfromawk,andwithalittle helpfromme,setaboutaddingfeaturestodothisforgawk.Atthattime,healsowrotethe bulkof TCP/IPInternetworkingwithgawk(aseparatedocument,availableaspartofthe gawkdistribution).Hiscodefinallybecamepartofthemaingawkdistributionwithgawk version3.1.

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