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Aileen Nielsen - Practical Fairness

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Practical Fairness by Aileen Nielsen Copyright 2021 Aileen Nielsen All rights - photo 1
Practical Fairness

by Aileen Nielsen

Copyright 2021 Aileen Nielsen. All rights reserved.

Printed in the United States of America.

Published by OReilly Media, Inc. , 1005 Gravenstein Highway North, Sebastopol, CA 95472.

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  • December 2020: First Edition
Revision History for the First Edition
  • 2020-12-01: First Release

See http://oreilly.com/catalog/errata.csp?isbn=9781492075738 for release details.

The OReilly logo is a registered trademark of OReilly Media, Inc. Practical Fairness, the cover image, and related trade dress are trademarks of OReilly Media, Inc.

The views expressed in this work are those of the author, and do not represent the publishers views. While the publisher and the author have used good faith efforts to ensure that the information and instructions contained in this work are accurate, the publisher and the author disclaim all responsibility for errors or omissions, including without limitation responsibility for damages resulting from the use of or reliance on this work. Use of the information and instructions contained in this work is at your own risk. If any code samples or other technology this work contains or describes is subject to open source licenses or the intellectual property rights of others, it is your responsibility to ensure that your use thereof complies with such licenses and/or rights.

978-1-492-07573-8

[LSI]

Preface

Welcome to Practical Fairness. I wrote this book because data scientists and machine learning engineers are increasingly aware of the fairness implications of their work but are not adequately empowered to do anything about their concerns. Academic research on mathematical solutions to fairness concerns is flourishing, and myriad open source options are available thanks to both academic researchers and technology companies sharing resources. However, delving into the topic in a practical and concrete way remains difficult for the beginner, and best practices have not yet emerged in most industries to address even the most basic concerns. This books aim is to be an accessible overview for beginners in this field with actionable fairness advice.

Goals of This Book

This book will help practicing data scientists and technologists get their feet wet in the world of fairness. The goal is that after reading this book, you can actively pursue fairness in your own work. Fairness doesnt have a one-size-fits-all solution, but you should be able to:

  • Identify potential fairness problems in your organizations workflow and data practices
  • Break fairness concerns into conceptually distinct categories and target appropriate areas of research literature accordingly
  • Offer accessible guidance to nontechnical colleagues on potential fairness problems and solutions in whatever machine learning products you are developing

In this book I exclusively use Python examples and focus on the easiest interfaces available via open source options for implementing relevant fairness methods. I chose this approach because Python benefits from a large degree of open source work in the fairness domain. However, a good deal of work in other languages unfortunately had to be ignored, including in Java, R, and MATLAB code. Also, code bases with organizational sponsors and with a larger breadth of tools were favored over smaller code bases or code bases maintained by just a few individuals. This also meant that some very interesting and high-quality work was omitted. You should be aware that the goal of this book is far more to help you get conceptually organized and that the packages highlighted here are just one set of tools, not necessarily the best or only tools. The fairness toolbox continues to grow rapidly, and there is every reason to expect more tools and code bases to develop over time. The selections in this book represent just one snapshot of convenient APIs.

Fairness in machine learning and in the technology sector remains an active struggle, an ongoing social concern, and an interesting engineering problem. We need legal, economic, and social solutions as well as technical ones. Toward that end, 50% of the royalties earned on this book will be donated to the American Civil Liberties Union, an organization that has relentlessly pursued fairness for a hundred years. The ACLU is actively working to secure fundamental rights to privacy and fairness in the era of algorithms. Readers should be aware that the ACLU played no part in the writing of this book, has not reviewed it, and has not endorsed it. Nevertheless my hope is that this book will reinforce and support the ACLUs important work in more ways than one.

The other 50% of royalties earned on this book will be donated to Mercy for Animals, an organization dedicated to radically expanding our definitions of fairness to include the well-being of animals and Earth. Mercy for Animals takes a practical approach to addressing devastating cruelty and unfairness practiced in the fundamental industries that bring food to our table. Thus, my hope is that this books royalties can contribute to our societys ongoing development of a fairer and more inclusive outlook.

Practical Notes on the Book

This book is partly about concepts and partly about coding. With respect to the coding, I found that some of the APIs I used were quite verbose. To cut down on the volume of code presented, I did not always include full running code examples in the text, but the full examples are available in the associated GitHub repository.

The topic of fairness is necessarily tinged with a political or ideological flavor, but I have tried to avoid politics and ideology. Also, I have written this book as a practical manual, not an academic treatise on the topic of fairness in machine learning. For this reason, many notions are taken for granted or defined at the level relevant for action rather than for philosophical discussion. So if I said anything controversial here, it was unintentional. For those interested in more academic or combative debates, you can find many places for that.

I want focus on the pragmatic task of increasing fairness in cases of obvious injustice, a simple and hopefully uncontroversial task. This book starts with a few premisesnamely, that we would all like a world where everyone has equal opportunities and receives fair treatment. We would all like a world where machines and digital interfaces do not undermine our autonomy or our privacy. We would all like a world where our increasing use of digital products and algorithmic decision-making tools results in better, more robust, and more secure outcomes rather than the opposite. This book provides key concepts to get you on your way to building the fairer digital products that will bring us closer to this desirable world.

Conventions Used in This Book

The following typographical conventions are used in this book:

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