THE EUROPEANISATION OF REFUGEE POLICIES
To my family
The Europeanisation of Refugee Policies
Between human rights and internal security
SANDRA LAVENEX
University of Zurich, Switzerland
First published 2001 by Ashgate Publishing
Reissued 2018 by Routledge
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Copyright Sandra Lavenex 2001
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A Library of Congress record exists under LC control number: 2001089136
ISBN 13: 978-1-138-72887-5 (hbk)
ISBN 13: 978-1-315-19030-3 (ebk)
This book, which is the result of a PhD thesis written at the European University Institute in Florence between 1995 and 1999, has two main goals. The first is to provide a long-term and comprehensive analysis of the dynamics and the constraints behind the Europeanisation of refugee policies. The second, and related, goal is to highlight the institutional and normative environment in which these changes take place. European cooperation in refugee policies since the early 1980s is thus investigated from a multilevel perspective. Developments at the level of the EU are analysed against the background of the international refugee regime and in the context of the simultaneous and interlinked transformations of domestic refugee policies in two important member states, France and Germany. Conceptualising these changes both in terms of shifts in the balance between state sovereignty and EU competence and between human rights and internal security considerations, this work has something to say about the role of the nation state in the European Union and, more specifically, about the prospects for political unification.
I am grateful to several institutions and individuals, who have contributed in many ways to the process of writing this book. First of all, I would like to thank the European University Institute in Florence for offering me three years of research support in a highly stimulating and aesthetically splendid working environment. I couldnt think of a better place to write a PhD. I am also grateful to the Swiss National Science Foundation, which generously offered a grant for terminating this study. The final draft of the manuscript benefited from the benevolent support of my new employer, the University of Zurich, and in particular from Prof. Ruloffs team at the Centre for International Studies in Zurich.
Many friends and colleagues have provided help and assistance during the writing of this book, and Im grateful to them all. Particular thanks are due to the members of my examining jury, Adrienne Hritier, Klaus Eder, Didier Bigo and Thomas Risse, for their critical reading of the thesis and their friendly and encouraging support during my research. I would also like to thank Maureen Lechleitner for her organisational support. In addition, this work benefited from fruitful and enjoyable conversations with several members of the European Forum on International Migration at the European University Institute in 1998, as well as from conversations with various colleagues at academic conferences and elsewhere. In particular, I would like to thank Roland Bank, Michael Bommes, Grete Brochman, Kirsten Dauck, Thomas Diez, Adrian Favell, Elspeth Guild, Virginie Guiraudon, Hans-Martin Jaeger, Christoph Knill, Dirk Lehmkuhl, Andrea Lenschow, Matthias Leo Maier, Sabine Schweitzer, Joanne van Se1m, Nina Spaelti, Emek Ucarer, Patrick Weil, Antje Wiener and Catherine Wihtol de Wenden for many fruitful conversations. Of course, I am also indebted to my various interview partners in the EU institutions, the UNHCR, NGOs and national administrations in Germany and France for sharing their insights into the Europeanisation of refugee policies with me.
Finally, I would like to thank my brother, my parents and my grandparents for their constant interest, their questions, their confidence and support. The book is dedicated to them.
AT Amsterdam Treaty
BAFl Bundesamt fr. Flchtlinge
BGBl Bundesgesetzblatt
BR Drs Bundesratsdrucksache
BR PIPr Bundesratsplenarprotokoll
BT Drs Bundestagsdrucksache
BVerfGE Bundesverfassungsgerichtsentscheidung
CAHAR Ad Hoc Committee of Experts on the Legal Aspects of Refugees of the Council of Europe
CDMG Committee on Migration, Refugees and Demography of the Council of Europe
CDU Christlich Demokratische Union
CEECs Central and Eastern European Countries
CFSP Common Foreign and Security Policy
CIREA Centre for Information, Discussion, and Exchange on Asylum
CIREFI Centre for Information, Discussion, and Exchange on the Crossing of Borders and Immigration
COREPER Committee of Permanent Representatives of the Member States at the European Union
COSAC Conference of European Affairs Committees of the Parliaments of the European Union
CRR Commission de Recours des Rfugis
CSCO London Conclusions on countries in which there is generally no risk of persecution
CSU Christlich Soziale Union
DAF Division Asile aux Frontires
DC Dublin Convention
DICCILEC Direction centrale du contrle de limmigration et de la lutte contre lemploi des clandestins
DLPAJ Direction des libertes publiqus et des affaires juridiques du ministre de linterieur
EC European Community (Treaty)
ECHR European Convention on Human Rights and Fundamental Freedoms
ECJ European Court of Justice
ECOSOC United Nations Economic and Social Council
EIS European Information System
EU European Union (Treaty)
EURODAC Draft Convention for the comparison of fingerprints of applicants for asylum
FASP Independent Association of Police Unions
FAZ Frankfurter Allgemeine Zeitung
FDP Freie Demokratische Partei
FN Front National
FR Frankfurter Rundschau
GC Geneva Convention on the Status of Refugees
GG Grundgesetz
ICG Intergovernmental Conference
JHA Justice and Home Affairs
JO Journal Officiel
HLWGAI High Level Working Group on Asylum and Migration
LM Le Monde
MNS Migration News Sheet
NGO Non-Governmental Organisation
OFPRA Office Francais pour la Protection des Refugis et Apatrides
PC Parti Communiste
PS Parti Socialiste
RMUA London Resolution on manifestly unfounded asylum applications
RPR Rassemblement pour la Rpublique