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Philpott - Revolutions in Sovereignty: How Ideas Shaped Modern International Relations

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COVER; CONTENTS; TABLES AND FIGURES; PREFACE; PART ONE: REVOLUTIONS IN SOVEREIGNTY; ONE: INTRODUCTION: REVOLUTIONS IN SOVEREIGNTY; TWO: THE CONSTITUTION OF INTERNATIONAL SOCIETY; THREE: A BRIEF HISTORY OF CONSTITUTIONS OF INTERNATIONAL SOCIETY IN THE WEST; FOUR: HOW REVOLUTIONS IN IDEAS BRING REVOLUTIONS IN SOVEREIGNTY; PART TWO: THE FOUNDING OF THE SOVEREIGN STATES SYSTEM AT WESTPHALIA; FIVE: WESTPHALIA AS ORIGIN; SIX: THE ORIGIN OF WESTPHALIA; SEVEN: THE POWER OF PROTESTANT PROPOSITIONS; PART THREE: THE REVOLUTION OF COLONIAL INDEPENDENCE: THE GLOBAL EXPANSION OF WESTPHALIA.;How did the world come to be organized into sovereign states? Daniel Philpott argues that two historical revolutions in ideas are responsible. First, the Protestant Reformation ended medieval Christendom and brought a system of sovereign states in Europe, culminating at the Peace of Westphalia in 1648. Second, ideas of equality and colonial nationalism brought a sweeping end to colonial empires around 1960, spreading the sovereign states system to the rest of the globe. In both cases, revolutions in ideas about legitimate political authority profoundly altered the constitution that esta.

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REVOLUTIONS IN SOVEREIGNTY

PRINCETON STUDIES IN
INTERNATIONAL HISTORY AND POLITICS

Series Editors
Jack L. Snyder
Marc Trachtenberg
Fareed Zakaria

Recent Titles:

Revolutions in Sovereignty: How Ideas Shaped Modern
International Relations

by Daniel Philpott

After Victory: Institutions, Strategic Restraint, and the Rebuilding of
Order after Major Wars
by G. John Ikenberry

Stay the Hand of Vengeance: The Politics of War Crimes Tribunals
by Gary Jonathan Bass

War and Punishment: The Causes of War Termination
and the First World War
by H. E. Goemans

In the Shadow of the Garrison State: Americas Anti-Statism
and Its Cold War Grand Strategy
by Aaron L. Friedberg

States and Power in Africa: Comparative Lessons in
Authority and Control
by Jeffrey Herbst

Entangling Relations: American Foreign Policy in Its Century
by David A. Lake

The Moral Purpose of the State: Culture, Social Identity, and
Institutional Rationality in International Relations

by Christian Reus-Smit

A Constructed Peace: The Making of the European Settlement,
19451963
by Marc Trachtenberg

Regional Orders at Centurys Dawn: Global and Domestic
Influences on Grand Strategy
by Etel Solingen

From Wealth to Power: The Unusual Origins of
Americas World Role
by Fareed Zakaria

Changing Course: Ideas, Politics, and the Soviet
Withdrawal from Afghanistan
by Sarah E. Mendelson

Disarming Strangers: Nuclear Diplomacy with North Korea
by Leon V. Sigal

REVOLUTIONS IN SOVEREIGNTY

HOW IDEAS SHAPED MODERN
INTERNATIONAL RELATIONS

Daniel Philpott

COPYRIGHT 2001 BY PRINCETON UNIVERSITY PRESS PUBLISHED BY PRINCETON UNIVERSITY - photo 1

COPYRIGHT2001 BY PRINCETON UNIVERSITY PRESS
PUBLISHED BY PRINCETON UNIVERSITY PRESS, 41 WILLIAM STREET,
PRINCETON, NEW JERSEY 08540
IN THE UNITED KINGDOM: PRINCETON UNIVERSITY PRESS,
3 MARKET PLACE, WOODSTOCK, OXFORDSHIRE OX20 1SY
ALL RIGHTS RESERVED

LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA

PHILPOTT, DANIEL, 1967

REVOLUTIONS IN SOVEREIGNTY: HOW IDEAS SHAPED MODERN
INTERNATIONAL RELATIONS / DANIEL PHILPOTT.

P. CM.

INCLUDES BIBLIOGRAPHICAL REFERENCES AND INDEX.
ISBN 0-691-05746-X (CL : ALK. PAPER)
ISBN 0-691-05747-8

(PB : ALK. PAPER)
1. SOVEREIGNTY. 2. INTERNATIONAL RELATIONS. I. TITLE
JZ4034.P48 2001

320.1'5DC21 00-059826

THIS BOOK HAS BEEN COMPOSED IN GALLIARD

PRINTED ON ACID-FREE PAPER
WWW.PUP.PRINCETON.EDU

PRINTED IN THE UNITED STATES OF AMERICA

1 3 5 7 9 10 8 6 4 2

1 3 5 7 9 10 8 6 4 2 (PBK.)

To Mom, Dad, and Grandmother

CONTENTS

ONE
Introduction: Revolutions in Sovereignty

TWO
The Constitution of International Society

THREE
A Brief History of Constitutions of International
Society in the West

FOUR
How Revolutions in Ideas Bring Revolutions
in Sovereignty

PART TWO: THE FOUNDING OF THE SOVEREIGN
STATES SYSTEM AT WESTPHALIA

FIVE
Westphalia as Origin

SIX
The Origin of Westphalia

SEVEN
The Power of Protestant Propositions

PART THREE: THE REVOLUTION OF
COLONIAL INDEPENDENCE: THE GLOBAL
EXPANSION OF WESTPHALIA

EIGHT
Ideas and the End of Empire

NINE
The End of the British Empire: Cashing Out the
Promise of Self-Government

TEN
Revolutionary Ideas in the British Colonies

ELEVEN
Britains Burden of Empire

TWELVE
The Fall of Greater France

PART FOUR: THE REVOLUTIONS
CONSIDERED TOGETHER

THIRTEEN
Conclusion: Two Revolutions, One Movement

TABLES AND FIGURES

Tables

Figures

PREFACE

SCHOLARS EASILY underestimate the dependence of knowledge upon community and friendship. In publishing this first book, I want to acknowledge the fellowship that prepared me for it and accompanied me in writing it. It was a high school teacher, Sally Durrant, who first showed me that studying politics could be rigorous and exuberant. I am ever awed by her passion for the polis and her courage against adversityintimations of Socrates. Two professors at the University of Virginia then inspired me to study and teach politics as a vocation. Michael Joseph Smiths kind mentorship and commitment to the study of ethics in international relations were formative. Kenneth Elzingas example of teacher as servant proposed an attractive vision, too. My advisers in graduate school at Harvard University inspired me both through their own formidable scholarship and their conscientious commitment to my project. Stanley Hoffmanns humanistic learning, Robert Keohanes methodological rigor, Andrew Moravcsiks tenacity, and Bryan Hehirs leadership in integrating faith, learning, and politics all shaped the endeavor. Deeply formative, too, were my friendships in the Graduate Christian Fellowship at Harvard, and in the national graduate ministry of InterVarsity Christian Fellowship. It was there that I gained my deepest sense of vocation. I thank, too, my unusually supportive colleagues and friends in the Political Science Department at the University of California, Santa Barbara. I especially appreciate the help of our chair, Stephen Weatherford, in securing for me an early sabbatical leave.

Many colleagues read and commented upon some portion of the manuscript. I am grateful to them all: Samuel Barkin, Aaron Belkin, Sheri Berman, Allan Castle, Vikram Chand, Houchang Chehabi, Jarat Chopra, Benjamin Cohen, Bruce Cronin, Michael Desch, George Downs, Michael Doyle, Sally Durrant, Colin Elman, Martha Finnemore, Gregory Fox, Aaron Friedberg, Michael Gordon, Rodney Bruce Hall, Chris Hardy, So-hail Hashmi, Kevin Hula, Samuel Huntington, Andrew Hurrell, Robert Jackson, Gary King, Stephen Kocs, Stephen Krasner, Friedrich Kratochwil, William Roger Louis, Kate McNamara, John Mearsheimer, Henry Nau, Brent Nelson, John Owen, Dani Reiter, Timothy Shah, Anne-Marie Slaughter, Daniel Thomas, Stephen Van Evera, Barbara Walter, Alexander Wendt, William Wohlforth, Patrick Wolf, Stewart Wood, Phoebe Yang, and two anonymous reviewers for Princeton University Press. Even where these interlocutors have disagreed with my arguments, I have profited enormously from their reactions. All are responsible for some of the books insights, none for any of its errors.

For financial and institutional support, I thank the Weatherhead Center for International Affairs at Harvard University; the Center for European Studies, Harvard University; the John M. Olin Institute for Strategic Studies, Harvard University; the Research Program on International Security at the Center of International Studies at Princeton University; the Erasmus Institute at the University of Notre Dame; and the Faculty Senate at the University of California, Santa Barbara. For crucial logistical support, I thank the staff at the Institute for Commonwealth Studies, London; the administrators at the Public Records Office, London; and Steve Ashton and Philip Murphy, the assistants at the Bodleian Library and Rhodes House Library, Oxford University. For valuable research assistance, I thank Michael Hall. For helpful proofreading, I thank Jessica Vasquez and Samar Mansour. Finally, I thank Charles Myers at Princeton University Press for his conscientious editorial work, and Joan Hunter for her virtuoso copy editing.

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