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Jonathan M. Chakeres - Looking West: Russian Perspectives of the Baltics Through the Lens of the Great Patriotic War

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Jonathan M. Chakeres Looking West: Russian Perspectives of the Baltics Through the Lens of the Great Patriotic War
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This study is from the United States Army Command and General Staff College School of Advanced Military Studies and MAJ Jonathan M. Chakeres (US Army). It has footnotes, an acronym list, maps, bibliography, and appendixes (Vladimir Putins Speech at a Plenary Session of the Russian Federation Ambassadors and Permanent Representatives Meeting and Annual Address to the Federal Assembly of the Russian Federation April 25, 2005).Many observers cite the deterioration of relations between Russia and the West as an indication of growing Russian ambition and naked aggression. Growing numbers of reports and studies focus on Russias offensive military capabilities and postulate how Russia could invade the small Baltic countries of Estonia, Latvia, and Lithuania. These discussions are misleading because they lack an overall political and strategic framework to examine any conflict between Russia and the Baltics. This monograph uses the Russian experience in World War II as a lens to view Russias perspectives towards the Baltics and to observe what historical legacies are still relevant. The monograph uses a variety of secondary sources, as well as translated Russian professional military writings and official statements to illustrate both change and continuity in Russian security policies towards the Baltics since World War II. Russias most important lessons from the Great Patriotic War include the requirement to protect their western borders from sudden invasion and the threat from disloyal ethnic or nationalist groups that undermine military objectives and the narrative of national unity. Additionally, the lengthy resistance to Soviet occupation before, during and after the war suggests that even the most ambitious Russian policymakers today are likely to be skeptical of any idea involving the permanent occupation of these non-Slavic states. Instead, any Russian actions will likely serve to deny NATO the use of military infrastructure in the region, prevent the defection of Belarus to the West, and reinforce Moscows domestic narratives. The statements and actions of Russian leaders today suggest a strong continuity of geostrategic thinking towards the Baltic region, and they indicate that the legacy of the Great Patriotic War is still potent in the minds of Russian officials.

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Looking West: Russian Perspectives of the Baltics Through the Lens of the Great Patriotic War

by

MAJ Jonathan M. Chakeres

US Army

School of Advanced Military Studies

United States Army Command and General Staff College

Fort Leavenworth, Kansas 2017

The opinions and conclusions expressed herein are those of the student author and do not necessarily represent the views of the U.S. Army Command and General Staff College or any other government agency. (References to this study should include the foregoing statement.)

Table of Contents

PREFACE

Many observers cite the deterioration of relations between Russia and the West as an indication of growing Russian ambition and naked aggression. Growing numbers of reports and studies focus on Russias offensive military capabilities and postulate how Russia could invade the small Baltic countries of Estonia, Latvia, and Lithuania. These discussions are misleading because they lack an overall political and strategic framework to examine any conflict between Russia and the Baltics. This monograph uses the Russian experience in World War II as a lens to view Russias perspectives towards the Baltics and to observe what historical legacies are still relevant. The monograph uses a variety of secondary sources, as well as translated Russian professional military writings and official statements to illustrate both change and continuity in Russian security policies towards the Baltics since World War II. Russias most important lessons from the Great Patriotic War include the requirement to protect their western borders from sudden invasion and the threat from disloyal ethnic or nationalist groups that undermine military objectives and the narrative of national unity. Additionally, the lengthy resistance to Soviet occupation before, during and after the war suggests that even the most ambitious Russian policymakers today are likely to be skeptical of any idea involving the permanent occupation of these non-Slavic states. Instead, any Russian actions will likely serve to deny NATO the use of military infrastructure in the region, prevent the defection of Belarus to the West, and reinforce Moscows domestic narratives. The statements and actions of Russian leaders today suggest a strong continuity of geostrategic thinking towards the Baltic region, and they indicate that the legacy of the Great Patriotic War is still potent in the minds of Russian officials.

ACKNOWLEDGEMENT

I would like to thank my wife, Jeralee Hartman for her support and dedication. I would also like to thank my brothers, Chris and Nat Chakeres for their inspiration, and the faculty and staff of the Command and General Staff College and the School of Advanced Military Studies for all the time, energy and dedication they devote to developing future leaders.

ACRONYMS

BMD

Baltic Military District

GUBB

Glavnoe Upravlenie po Borbe s Banditizmom (Directorate for Struggle Against Banditry)

MCIS

Moscow Conference on International Security

NATO

North Atlantic Treaty Organization

NKVD

Narodnyi Komissariat Vnutrennikh Del (Peoples Commissariat for Internal Affairs)

TVD

Teatry Voennikh Destvii (Theater of Military Operation)

USSR

Union of Soviet Socialist Republics

INTRODUCTION

The political purpose and the means to achieve it give rise to the military objective. This ultimate goal of the entire belligerent act, or of the particular campaign if the two are identical, is therefore the first and most important issue that the strategist must address...

Carl von Clausewitz, Two Letters on Strategy, 1827

Recent Russian military interventions in Georgia, Ukraine and Syria stoked fears in Europe and the United States that Vladimir Putin will attempt to attack one or more of the small geographically vulnerable Baltic states of Estonia, Latvia, and Lithuania. Many Western analysts argue that Russias so-called New Generation Warfare signals a revolutionary change in Russian strategic thinking and propose a wide array of explanations for Russias aggressive actions. In contrast to many of these claims, this monograph argues that Russian policymakers are heavily influenced by the countrys past humiliations, not future exploitive prospects. Russia attacked and occupied all three Baltic States twice in the twentieth century, a fact that many experts rarely discuss today. The period surrounding the Great Patriotic War is a valuable lens through which to view Russias strategic outlook, and it retains extraordinary significance in Russia today. This monograph seeks to answer what lessons Russia learned from the Great Patriotic War, and how these lessons influence Russias perspective of the Baltics.

Many expert analyses of Russia and the Baltics portray a despairingly bleak picture of Russian power and NATO helplessness. A 2016 RAND Corporation study predicted that in the event of a Russian incursion into the Baltics, NATO forces would be unable to prevent the Russian military from reaching Tallinn and Riga in sixty hours. Other analysis focuses on the deployment of NATO battalions in the Baltics and Poland as well as the comparative strengths of NATO and Russian armor, aircraft and naval vessels. Numerous Western military and political journals regularly publish scholarly articles on Russian military developments and threats to Georgia, Ukraine, and the Baltics. None of these analyses of tactical outcomes, however, are based upon a strategic or operational framework, and most ignore any political objectives of the belligerents, which undermines many of the assessments. In other words, while studies such as RANDs forecast Russian tanks in Tallinn and Riga, no one seems to question why Russian tanks would be ordered to the Baltic capitals, or just what the tanks would do once they rolled in. A good framework to conceptualize Russian strategic thinking is World War II. Russias lessons from the Great Patriotic War provide a lens through which to analyze the Kremlins strategic thinking.

Figure 1 Illustration of Russian Strategy Reinforcing Deterrence on NATOs - photo 1

Figure 1. Illustration of Russian Strategy. Reinforcing Deterrence on NATOs Eastern Flank (Santa Monica, CA: RAND, 2016), 6.

The historic influence between Russia and the Baltics is long and bitter. The three Baltic nations were Soviet republics between the end of World War II and 1991, when they each gained their independence from the USSR. They each share a border with Russia and became full NATO members in 2004, deeply offending Russia. Today, they all have sizeable ethnic Russian minorities, and issues such as language education and war memorials continue to be divisive issues in both internal politics and diplomatically. Western leaders fear that Russia may rapidly overrun one or more of the small, indefensible countries before NATO had time to react or foment political instability that would paralyze any national or regional response. Although recent history suggests that conflict within this region may be likely, a deeper understanding of the dynamics is needed.

To better understand the Russian strategic and operational attitudes towards the Baltics, this monograph will examine the period surrounding the Great Patriotic War, which has influenced Moscows attitude towards national security for seventy-five years. Russias perpetual fear of being isolated by hostile powers and suddenly attacked is deeply ingrained within the psyche of many Russian leaders. Despite enormous political turmoil, there has been continuity throughout the Soviet and post-Soviet periods about several key aspects of the war, and their significance to the Baltics. The most significant lessons from the Great Patriotic War that still resonate in Russia today are the threat to their western borders, the difficulty in securing and incorporating non-Slavic borderlands, and the danger from real or perceived destabilizing agents in or around their country, such as modern-day Color Revolutions.

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