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Daniel Byman - Confronting Iraq: U.S. Policy and the Use of Force Since the Gulf War

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Although Iraq remains hostile to the United States, Baghdad has repeatedly compromised, and at times caved, in response to U.S. pressure and threats. An analysis of attempts to coerce Iraq since Desert Storm reveals that military strikes and other forms of pressure that threatened Saddam Husayns relationship with his power base proved effective at forcing concessions from the Iraqi regime. When coercing Saddam or other foes, U.S. policymakers should design a strategy around the adversarys center of gravity while seeking to neutralize adversary efforts to counter-coerce the United States and appreciating the policy constraints imposed by domestic politics and international alliances.

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title Confronting Iraq US Policy and the Use of Force Since the Gulf - photo 1


title:Confronting Iraq : U.S. Policy and the Use of Force Since the Gulf War
author:Byman, Daniel.; Waxman, Matthew C.
publisher:RAND
isbn10 | asin:0833028138
print isbn13:9780833028136
ebook isbn13:9780585383521
language:English
subjectUnited States--Foreign relations--Iraq, Iraq--Foreign relations--United States, United States--Foreign relations--1989- , United States--Military policy.
publication date:2000
lcc:E183.8.I57B9 2000eb
ddc:327.730567
subject:United States--Foreign relations--Iraq, Iraq--Foreign relations--United States, United States--Foreign relations--1989- , United States--Military policy.

Page a

The research described in this report was sponsored by the Office of the Secretary of Defense (OSD). The research was conducted in RANDs National Defense Research Institute, a federally funded research and development center supported by the OSD, the Joint Staff, the unified commands, and the defense agencies under Contract DASW01-95-C-0059.

Library of Congress Cataloging-in-Publication Data

Byman, Daniel. 1967

Confronting Iraq: U.S. policy and the use of force since the Gulf War / Daniel L. Byman and Matthew C. Waxman.

p. cm.

MR-1146-OSD.

Includes bibliographical references.

ISBN 0-8330-2813-8

1. United StatesForeign relationsIraq. 2. IraqForeign relationsUnited States. 3. United StatesForeign relationsl989 4. United StatesMilitary policy. I. Waxman, Matthew C., 1972 II. Title.

E183.8I57 B9 2000
327.730567dc2100-020586

RAND is a nonprofit institution that helps improve policy and decisionmaking through research and analysis. RAND is a registered trademark. RANDs publications do not necessarily reflect the opinions or policies of its research sponsors.

Copyright 2000 RAND

All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopying, recording, or information storage and retrieval) without permission in writing from RAND.

Published 2000 by RAND
1700 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138
1200 South Hayes Street, Arlington, VA 22202-5050
RAND URL: http://www.rand.org/
To order RAND documents or to obtain additional information,
contact Distribution Services: Telephone: (310) 451-7002;
Fax: (310) 451-6915; Internet: order@rand.org

Page i

Confronting

IRAQ

U.S. Policy
and the
Use of Force
Since the
Gulf War

DANIEL L. BYMAN
MATTHEW C. WAXMAN

Prepared for the
Office of the Secretary of Defense


Approved for public release distribution unlimited Page ii This page - photo 2


Approved for public release; distribution unlimited

Page ii

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Page iii

PREFACE

Although Saddam Husayns Iraq has regularly defied U.S. pressure, a close look at recent history reveals that Baghdad has also often retreated in the face of U.S. threats or limited military strikes. This mixed record illustrates many of the challenges that commonly arise when confronting major regional adversaries. This report seeks to derive lessons for future confrontations with Baghdad and for coercive diplomacy in general. It examines the nature of Iraq as an adversary, U.S. objectives in the Persian Gulf region, and the historical record of recent attempts to coerce Iraq. It then assesses Iraqs vulnerabilities and concludes by drawing broader implications for successful coercion.

This assessment is intended to inform both policymakers and individuals concerned with the use of force in general and with Persian Gulf security in particular. Policymakers can draw on this assessment in judging how to better coerce Iraq and how to coerce other adversaries elsewhere in the world.

This research was conducted for the Office of the Assistant Secretary of Defense for Strategy and Threat Reduction within the International Security and Defense Policy Center of BANDs National Defense Research Institute, a federally funded research and development center sponsored by the Office of the Secretary of Defense, the Joint Staff, the unified commands, and the defense agencies.

Page iv

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Page v

CONTENTS

Preface

iii

Figures

ix

Summary

xi

Acknowledgments

xxi

Abbreviations

xxiii

Chapter One

INTRODUCTION

Chapter Two

UNDERSTANDING COERCION

Defining Coercion

Difficulties in Distinguishing Compellence from
Deterrence

Coercion as a Dynamic Process

The Uncertain Meaning of Success

Chapter Three

IRAQ AS AN ADVERSARY

How Saddam Stays in Power

Security and Regime Protection Forces

Political Techniques

Iraqs Foreign Policy Goals

Saddams Shifting Strategy

Saddam as an Adversary: A Cagey Foe
or Foolish Thug?

Page vi

Chapter Four

U.S. OBJECTIVES, OPTIONS, ASSUMPTIONS

Analytic Assumptions

Containing Iraqi Aggression

Preventing NBC Buildup

Toppling Saddams Regime

Preserving Regional Stability

Constraints on the United States

Fear of Iraqi Fragmentation

Discomfort with Sanctions

Preserving an International Alliance

Humanitarian Ambivalence

Domestic Limits to Any Concessions

Chapter Five

ATTEMPTS TO COERCE IRAQ: THE HISTORICAL
RECORD

Establishing UNSCOM Inspections (1991)

Creating a Kurdish Safe Haven (19911992)

Establishing a Southern No-Fly Zone (August 1992
Present)

Responding to Inspection and No-Fly Zone Standoffs
(December 1992January 1993)

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