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Hayes - Operational decision-making in high-hazard organizations: drawing a line in the sand

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Operational decision-making in high-hazard organizations: drawing a line in the sand: summary, description and annotation

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This book describes research on safety-related decision-making by operations supervisory personnel in three different high-hazard industries, and features a case study illustrating each: a chemical plant, a nuclear power station and an air-navigation service provider. The focus of this research is unique: those who supervise the frontline personnel and essentially provide the organizational link between senior management and minute-by-minute system operations--Provided by publisher. Read more...
Abstract: This book describes research on safety-related decision-making by operations supervisory personnel in three different high-hazard industries, and features a case study illustrating each: a chemical plant, a nuclear power station and an air-navigation service provider. The focus of this research is unique. Read more...

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OPERATIONAL DECISION-MAKING IN HIGH-HAZARD ORGANIZATIONS

Operational Decision-making in High-hazard Organizations

Drawing a Line in the Sand

JAN HAYES
Australian National University, Australia

ASHGATE

Jan Hayes 2013

All rights reserved. No part of this publication may be reproduced, stored in a retrieval system or transmitted in any form or by any means, electronic, mechanical, photocopying, recording or otherwise without the prior permission of the publisher.

Jan Hayes has asserted her right under the Copyright, Designs and Patents Act, 1988, to be identified as the author of this work.

Published by
Ashgate Publishing Limited
Wey Court East
Union Road
Farnham
Surrey, GU9 7PT
England

Ashgate Publishing Company
110 Cherry Street
Suite 3-1
Burlington, VT 05401-3818
USA

www.ashgate.com

British Library Cataloguing in Publication Data
Hayes, Jan.

Operational decision-making in high-hazard organizations : drawing a line in the sand.
1. Industrial safety--Management. 2. Hazardous occupations--Decision making. 3. Chemical plants--Safety measures--Decision making. 4. Nuclear power plants-
Safety measures--Decision making. 5. Air traffic control-
Safety measures--Decision making.
I. Title
363.11-dc23

ISBN: 978-1-4094-2384-3 (hbk)
ISBN: 978-1-4094-2385-0 (ebk-PDF)
ISBN: 978-1-4094-7412-8 (ebk-ePUB)

Library of Congress Cataloging-in-Publication Data
Hayes, Jan.

Operational decision-making in high-hazard organizations : drawing a line in the sand / by Jan Hayes.

p. cm.

Includes index.

ISBN 978-1-4094-2384-3 (hardback) -- ISBN 978-1-4094-2385-0 (ebook) -- ISBN 978-1-4094-7412-8 (epub) 1. Supervisors, Industrial--Decision making. 2. Industrial safety--Decision making. 3. Industrial safety--Risk assesment. I. Title.
T55.25.H39 2013
658.403--dc23

2012039402

Contents
List of Figures
List of Tables
List of Stories
List of Abbreviations

ALARP

as low as reasonably practicable

ANSP

air navigation service provider

ATC

air traffic control

ATSB

Australian Transport Safety Bureau

BPR

business process re-engineering

CASA

Civil Aviation Safety Authority

CCPS

Center for Chemical Process Safety

CEGB

Central Electricity Generating Board

CTA

cognitive task analysis

DAP

duly authorised person

GBE

government business enterprise

HRO

high reliability organization

HRT

high reliability theory

HSE

UK Health and Safety Executive

IAEA

International Atomic Energy Agency

ICAO

International Civil Aviation Organization

INES

International Nuclear Event Scale

MATS

Manual of Air Traffic Services

MHF

major hazard facility

MOS

Manual of Standards

NASA

National Aeronautical and Space Administration

NAT

normal accident theory

NDM

naturalistic decision making

OD

Operations Director

OECD

Organization for Economic Co-operation and Development

OEF

operational experience feedback

OHS

occupational health and safety

PDCA

plan-do-check-act

PRA

probabilistic risk assessment

QA

quality assurance

QC

quality control

QRA

quantitative risk assessment

RE

resilience engineering

RPD

recognition-primed decision

SRT

system restoration time

SS

Systems Supervisor

UK

United Kingdom

US

United States of America

WANO

World Association of Nuclear Operators

Foreword

Andrew Hopkins
Emeritus Professor of Sociology, Australian National University, Canberra

Safety science is multidisciplinary, but there are few of us working in this field who can claim to be proficient in more than one of the contributing disciplines. Jan Hayes is someone who can. She is both a qualified and experienced engineer and a qualified and experienced sociologist. This is what makes her work so valuable. She writes here about the thought processes of technical professionals with the sensitivity and clarity that comes from her mastery of these two foundation disciplines.

This book is an enormously valuable addition to the literature on high reliability organizations (HROs). Jan interviewed experienced shift managers an influential, yet previously little studied group. Her book examines how they go about making decisions, in particular decisions to shut down or modify a process when the level of risk has increased. She shows that where there are applicable rules, they are guided by these rules. In the many situations in which there are no rules they draw on their own long experience. Interestingly, they often formulate this experience as informal rules of thumb about when and how to take action. She shows, too, that they tend not to think in terms of a continuum of risk but rather in more dichotomous terms safe or unsafe, depending on whether or not all the required hazard control barriers are in place.

The organizations studied in the original HRO research were all identified, making it difficult for the investigators to make critical remarks about them. Perhaps that is why those organizations are portrayed in such glowing terms. In contrast, Jan has tried to provide a more balanced account of the HROs she studied. This was relatively easy in the case of the two anonymous organizations, but the identity of a third organization could not be disguised, and that organization is to be commended for having raised no objection to the publication of the findings.

My own work on major industrial accidents has shown that the path to disaster is paved with poor decision-making. It is refreshing to read a book that examines decision-making processes that protect organizations from disaster.

I was the principal supervisor for the thesis on which this book is based. Jim Reason, of Swiss cheese fame, was one of the examiners. He had this to say: I would rate this doctoral thesis as being among the best I have examined during my academic career.

Preface

This book is based on the view that safety decision-making by operational managers in high-hazard organizations is fundamentally impacted by their experience and judgement. These factors impact directly on the sense that these people make of the situations that develop in their workplaces in the cases described here a nuclear power station, a chemical plant and an air traffic control operations room. Readers will see that stories provide a way for operational managers to share that knowledge, experience and expertise with each other and with us in this book.

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