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Giancarlo C. Righini - Integrated Optics: Modeling, material platforms and fabrication techniques

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Giancarlo C. Righini Integrated Optics: Modeling, material platforms and fabrication techniques
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Edited by two recognised experts, this book in two volumes provides a comprehensive overview of integrated optics, from modelling to fabrication, materials to integration platforms, and characterization techniques to applications. The technology is explored in detail, and set in a broad context that addresses a range of current and potential future research and development trends.

Volume 1 begins with introductory chapters on the history of integrated optics technology, design tools, and modelling techniques. The next section of the book goes on to discuss the range of materials used for integrated optics, their deposition techniques, and their specific applications, including glasses, plasmonic nanostructures, SOI and SOS, and III-V and II-VI semiconductors.

Volume 2 addresses characterization techniques, integrated optical waveguides and devices. A range of applications are also discussed, including devices for sensing, telecommunications, optical amplifiers and lasers, and quantum computing.

The introductory chapters are intended to be of use to newcomers to the field, but its depth and breadth of coverage means that this book is also appropriate reading for early-career and senior researchers wishing to refresh their knowledge or keep up to date with recent developments in integrated optics.

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Chapter 1
19692019: 50 years of integrated optics

Giancarlo C. Righini

1Nello Carrara Institute of Applied Physics, National Research Council of Italy (IFAC CNR), Firenze, Italy

There is no unique definition of integrated optics. Usually, the term integrated optics describes a technology which permits one to construct optical devices or circuits constituted by several optical components which are connected by optical waveguides and able to perform some more or less complex functions. In a broader sense, integrated optics includes the whole research area aimed at exploiting guided-wave techniques (excluding optical fibres) to design and fabricate novel or advanced optical devices. What is generally agreed is that the birth of integrated optics is conventionally associated with the publication, in 1969, of the paper by Miller titled Integrated Optics: An Introduction [], even if a few earlier papers had already described the confinement of light in thin-film structures and considered its potential for new optical devices. A long journey has been made since then, which has led to the development of new materials, fabrication techniques and integration platforms; in parallel, new applications have been conceived and demonstrated.

The other chapters in this book are providing a detailed presentation of the fundamental principles and the recent advances in fabrication techniques, optical materials and devices, besides illustrating some of the many applications. The present chapter, therefore, does not aim at recalling the continuous progress occurred in the field of integrated optics in the past 50 years but focuses on the beginning and the (current) end of the journey, namely on the early times of optical waveguides and on some appealing novelties of the last years.

1.1 1969: the birthyear of integrated optics

The publication of the September 1969 issue of The Bell System Technical Journal (BSTJ) was crucial to launch a new field of research in optics. In fact, even if some work on optical waveguides had already been done in the previous years, that issue presented an organic body of articles, with the vision presented by Miller []. It represented a novel starting point for several researchers in optics worldwide.

As a curiosity, and to frame this great step forward in a more general technological context, one can remember that 1969 was also the year of the first man landed on the Moon on Apollo 11 mission (July 2021) and of the first-ever communication between two computers. The latter event occurred in California on October 29, through ARPANET (Advanced Research Projects Agency Network). Remaining at Bell Labs, other two notable advances were made in that same year, in computer science and optoelectronics, respectively. A Bell Labs team, including Ken Thompson and Dennis Ritchie, who had been working as a partner of the MULTICS (Multiplexed Information and Computing Service) project and was trying to find an alternative to it, in August 1969 implemented a self-hosting computer operating system which later became UNIX (the name was actually given well into the 1970s) []. Forty years later, that invention earned them the 2009 Nobel Prize in Physics.

1.1.1 What there was before?

The search for an effective mean of transmitting information over long distances without being hampered by the environmental conditions, first of all by rain and water vapour, had started well before the discovery of laser. Thus, in the 1950s there was an emerging interest in looking at the possibility of using a microwave waveguide system for long-haul communication in place of the coaxial cable or radio relay systems used at that time. An early paper by Barlow []. It is interesting to note that the authors only had a doubt that such enormous communication capacities would ever be required!

The first demonstration of a laser source in 1960 by Maiman []. Starting from the formula expressing the minimum thickness of the slab symmetrical waveguide to support the propagation of the mode of order m

a four-mode waveguide was implemented by using two optically flat BK-7 glass - photo 1

a four-mode waveguide was implemented by using two optically flat BK-7 glass plates spaced 32-m apart and 77-mm long, and by filling the inner space with a mixture of benzene and chlorobenzene. Transverse magnetic (TM) modes were excited by a HeNe laser with polarization perpendicular to the slab plane, and their number was controlled through temperature control, acting on the refractive index of the mixture.

Thus, the year 1963 may perhaps be considered the real birthyear of integrated optics; as a matter of fact, a few more papers were published in that year concerning the presence of a dielectric waveguide effect in another important optoelectronic structure: the laser diode pn junction [], comparing the results with the parameters of GaAs laser diodes.

The experimental work reported by Kaplan [ shows the images, taken at a microscope focused on the exit edge, of the modes supported by solid-core liquid-cladding waveguides constituted by fused quartz plates immersed in cineole (C10H18O; nD = 1.457@20C). The photo on the left shows the single mode (TE0) of an Ultrasil quartz plate 0.06-mm thick, whereas on the right, the photo of the TE03 modes supported by a fused quartz plate 0.13-mm thick, polished on purpose by Dell Optics Co.

Figure 11 Photographs of some guided modes in an Ultrasil quartz plate core - photo 2

Figure 1.1 Photographs of some guided modes in an Ultrasil quartz plate (core) immersed in cineole (cladding): TE0 mode (left) and TE03 (right). Adapted from Schineller et al. []

In the same period, namely January to November 1964 [ shows the experimental apparatus to test these dielectric-slab waveguides, consisting of two 77-mm plates of Schlieren quality borosilicate crown glass (k = 2.2952), suspended in chlorobenzene; the inside surfaces of the plates were optically flat. The spacing between the plates was adjusted by means of a differential screw, in the range of 3547 m. The refractive index of the liquid core could be adjusted by varying the temperature. Much care was taken to guarantee the parallelism of the plates: after adjustment, the plates were parallel to within 0.01 mrad.

Figure 12 Sketch of the experimental apparatus to test liquid-core - photo 3

Figure 1.2 Sketch of the experimental apparatus to test liquid-core solid-cladding optical waveguides. The container, with glass windows, is filled with the liquid that acts as waveguide core. The thickness of the waveguide, i.e. the spacing between the two glass flats, is adjusted by the differential screw (one turn of the screw changes the spacing by 10 m), whereas the refractive index of the core may be varied by changing the temperature of the liquid (the heather is not shown in the figure). The smaller differential screws are used to adjust the parallelism of the cladding glass plates. Reproduced from Schineller et al. []

Various components, including directional couplers, modulators, laser and detector, were also studied and experimentally demonstrated. For instance, using nitrobenzene as the liquid core, experimental tests of amplitude, phase and polarization modulators were performed [].

Figure 13 Sketch of the proposed solid-core liquid-cladding laser The case is - photo 4

Figure 1.3 Sketch of the proposed solid-core liquid-cladding laser. The case is divided into two sections, separated by a glass window; water is circulated through the sealed upper half where the flashtube is located, whereas the open bottom half, containing the Nd-doped core, is immersed in a temperature-controlled container of dichlorobenzene. Reproduced from Schineller et al. []

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