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Walter Scheidel - Rome and China: Comparative Perspectives on Ancient World Empires

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Transcending ethnic, linguistic, and religious boundaries, early empires shaped thousands of years of world history. Yet despite the global prominence of empire, individual cases are often studied in isolation. This series seeks to change the terms of the debate by promoting cross-cultural, comparative, and transdisciplinary perspectives on imperial state formation prior to the European colonial expansion. Two thousand years ago, up to one-half of the human species was contained within two political systems, the Roman empire in western Eurasia (centered on the Mediterranean Sea) and the Han empire in eastern Eurasia (centered on the great North China Plain). Both empires were broadly comparable in terms of size and population, and even largely coextensive in chronological terms (221 BCE to 220 CE for the Qin/Han empire, c. 200 BCE to 395 CE for the unified Roman empire). At the most basic level of resolution, the circumstances of their creation are not very different. In the East, the Shang and Western Zhou periods created a shared cultural framework for the Warring States, with the gradual consolidation of numerous small polities into a handful of large kingdoms which were finally united by the westernmost marcher state of Qin. In the Mediterranean, we can observe comparable political fragmentation and gradual expansion of a unifying civilization, Greek in this case, followed by the gradual formation of a handful of major warring states (the Hellenistic kingdoms in the east, Rome-Italy, Syracuse and Carthage in the west), and likewise eventual unification by the westernmost marcher state, the Roman-led Italian confederation. Subsequent destabilization occurred again in strikingly similar ways: both empires came to be divided into two halves, one that contained the original core but was more exposed to the main barbarian periphery (the west in the Roman case, the north in China), and a traditionalist half in the east (Rome) and south (China). These processes of initial convergence and subsequent divergence in Eurasian state formation have never been the object of systematic comparative analysis. This volume, which brings together experts in the history of the ancient Mediterranean and early China, makes a first step in this direction, by presenting a series of comparative case studies on clearly defined aspects of state formation in early eastern and western Eurasia, focusing on the process of initial developmental convergence. It includes a general introduction that makes the case for a comparative approach; a broad sketch of the character of state formation in western and eastern Eurasia during the final millennium of antiquity; and six thematically connected case studies of particularly salient aspects of this process.

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ROME AND CHINA

OXFORD STUDIES IN EARLY EMPIRES

Series Editors
Nicola Di Cosmo, Mark Edward Lewis, and Walter Scheidel

The Dynamics of Ancient Empires: State Power from Assyria to Byzantium
Edited by Ian Morris and Walter Scheidel

Rome and China: Comparative Perspectives on Ancient World Empires
Edited by Walter Scheidel

Rome and China

Comparative Perspectives on Ancient World Empires

Edited by
Walter Scheidel

Rome and China Comparative Perspectives on Ancient World Empires - image 1

Rome and China Comparative Perspectives on Ancient World Empires - image 2

Oxford University Press, Inc., publishes works that further
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First issued as an Oxford University Press paperback, 2010

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All rights reserved. No part of this publication may be reproduced,
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Library of Congress Cataloging-in-Publication Data
Rome and China : comparative perspectives on ancient world empires/
edited by Walter Scheidel.
p. cm.(Oxford studies in early empires)
Includes bibliographical references and index.
ISBN 978-0-19-975835-7
1. History, AncientHistoriography. 2. HistoryMethodology. 3. RomeHistory
Republic, 26530 B.C. 4. RomeHistoryEmpire, 30 B.C.284 A.D. 5. ChinaHistory
Han dynasty, 202 B.C.220 A.D. 6. ImperialismHistory I. Scheidel, Walter, 1966
D56.R65 2009
931.04dc22 2008020445

9 8 7 6 5 4 3 2 1
Printed in the United States of America
on acidfree paper

Acknowledgments

FIVE of the seven chapters in this volume grew out of contributions to the international conference Institutions of Empire: Comparative Perspectives on Ancient Chinese and Mediterranean History that was held at Stanford University on May 1314, 2005, under the auspices of the Stanford Ancient Chinese and Mediterranean Empires Comparative History Project. It is a great pleasure to thank our generous Stanford sponsors, above all the Social Science History Institute and its director, Steve Haber, as well as the Department of Classics and the Freeman Spogli Institute for International Studies. I would also like to acknowledge the support of my coorganizers Mark Lewis and Joe Manning. Lai MingChiu, Luuk de Ligt, Joe Manning, David Schaberg, Robin Yates, and Zhao Dingxin presented papers that are not included in this collection but greatly enriched our discussion. Finally, thanks are due to Stefan Vranka of Oxford University Press for his interest in this project, to Brian Hurley for his assistance, and to Gwen Colvin for her work on this volume.

Contents

Introduction
Walter Scheidel

Walter Scheidel

Nathan Rosenstein

Karen Turner

Maria H. Dettenhofer

Peter Fibiger Bang

Mark Edward Lewis

Walter Scheidel

Contributors

PETER FIBIGER BANG is Associate Professor of History at the University of Copenhagen. His research focuses on the comparative economic history and political economy of early empires. He is the author of Roman Bazaar: A Comparative Study of Trade and Markets in a Tributary Empire (2008) and is working on a comparative study of the Roman state and patrimonial government. He has also published a number of articles on the comparative history of early empires and is the coeditor of the forthcoming Empires in Contention (with Chris Bayly) and The Oxford Handbook of the Ancient State (with Walter Scheidel). He chairs the management committee of the European research network Tributary Empires Compared that coordinates comparative study of the Roman, Mughal, and Ottoman empires.

MARIA H. DETTENHOFER is Professor of Ancient History at the University of Munich. Her research focuses on Roman political and court history, gender, and the comparative history of Rome and Han China. She is the author of Perdita Iuventus: Zwischen den Generationen von Caesar und Augustus (1992) and Herrschaft und Widerstand im augusteischen Principat: Die Konkurrenz zwischen res publica und domus Augusta (2000) and the editor of Reine Mnnersache: Frauen in Mnnerdomnen der antiken Welt (1994).

MARK EDWARD LEWIS is KwohTing Li Professor in Chinese Culture at Stanford University. He specializes in the history of ancient China and is the author of Sanctioned Violence in Early China (1990), Writing and Authority in Early China (1999), The Construction of Space in Early China (2006), and The Flood Myths of Early China (2006). He has recently completed a series of three books on the history of early Chinese empires, The Early Chinese Empires: Qin and Han (2007), Between Empires: The Northern and Southern Dynasties (in press), and a forthcoming sequel on the Tang period.

NATHAN ROSENSTEIN is Professor of History at Ohio State University. He specializes in Roman military, political, and social history, and is the author of Imperatores Victi: Military Defeat and Aristocratic Competition in the Middle and Late Republic (1990) and Rome at War: Farms, Families, and Death in the Middle Republic (2004), and coeditor of War and Society in the Ancient and Medieval Worlds (1999, with Kurt Raaflaub) and A Companion to the Roman Republic (2006, with Robert MorsteinMarx).

WALTER SCHEIDEL is Professor of Classics and, by courtesy, History at Stanford University. His research focuses on ancient social and economic history, premodern historical demography, and comparative and transdisciplinary world history. He has authored or (co)edited nine other books, including Measuring Sex, Age, and Death in the Roman Empire (1996), Death on the Nile: Disease and the Demography of Roman Egypt (2001), Debating Roman Demography (2001), The Cambridge Economic History of the GrecoRoman World (2007, with Ian Morris and Richard Saller), and The Dynamics of Ancient Empires: State Power from Assyria to Byzantium (2008, with Ian Morris). He is currently editing The Cambridge Companion to the Roman Economy, The Oxford Handbook of Roman Studies (with Alessandro Barchiesi), and The Oxford Handbook of the Ancient State (with Peter Bang), and working on monographs on ancient empires and ancient demography.

KAREN TURNER is the Rev. John Brooks Chair in the Humanities and Professor of History at the College of the Holy Cross. Her work focuses on comparative law, Chinese legal history, Vietnamese history, law and human rights in Asia, and women and war. Her publications include Even the Women Must Fight: Memories of War from North Vietnam

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