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Yuri Pines - The Everlasting Empire: The Political Culture of Ancient China and Its Imperial Legacy

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Yuri Pines The Everlasting Empire: The Political Culture of Ancient China and Its Imperial Legacy
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Established in 221 BCE, the Chinese empire lasted for 2,132 years before being replaced by the Republic of China in 1912. During its two millennia, the empire endured internal wars, foreign incursions, alien occupations, and devastating rebellions--yet fundamental institutional, sociopolitical, and cultural features of the empire remained intact. The Everlasting Empire traces the roots of the Chinese empires exceptional longevity and unparalleled political durability, and shows how lessons from the imperial past are relevant for China today. Yuri Pines demonstrates that the empire survived and adjusted to a variety of domestic and external challenges through a peculiar combination of rigid ideological premises and their flexible implementation. The empires major political actors and neighbors shared its fundamental ideological principles, such as unity under a single monarch--hence, even the empires strongest domestic and foreign foes adopted the system of imperial rule. Yet details of this rule were constantly negotiated and adjusted. Pines shows how deep tensions between political actors including the emperor, the literati, local elites, and rebellious commoners actually enabled the empires basic institutional framework to remain critically vital and adaptable to ever-changing sociopolitical circumstances. As contemporary China moves toward a new period of prosperity and power in the twenty-first century, Pines argues that the legacy of the empire may become an increasingly important force in shaping the nations future trajectory.

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The Everlasting Empire

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-ii- The Everlasting Empire THE POLITICAL CULTURE OF ANCIENT CHINA AND - photo 1

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The Everlasting Empire
THE POLITICAL CULTURE OF ANCIENT
CHINA AND ITS IMPERIAL LEGACY

Yuri Pines

PRINCETON UNIVERSITY PRESS
Princeton and Oxford

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Copyright 2012 by Princeton University Press

Published by Princeton University Press, 41 William Street, Princeton,
New Jersey 08540

In the United Kingdom: Princeton University Press, 6 Oxford Street,
Woodstock, Oxfordshire OX20 1TW

press.princeton.edu

All Rights Reserved

LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA

Pines, Yuri.

The everlasting empire : the political culture of ancient China and its imperial legacy /
Yuri Pines,
p. cm.

Includes bibliographical references and index.

ISBN 978-0-691-13495-6 (hardcover : alk. paper) 1. ChinaPolitics and
government. 2. Political cultureChinaHistory. 3. Political scienceChina
PhilosophyHistory. 4. ImperialismChinaHistory. 5. IdeologyChina
History. I. Title.

JQ1510.P56 2012

306.20951dc23 2011036388

British Library Cataloging-in-Publication Data is available

This book has been composed in Garamond Pro
Printed on acid-free paper.

Printed in the United States of America

10 9 8 7 6 5 4 3 2 1

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Contents
ACKNOWLEDGMENTSvii
Introduction1
Chapter 1 The Ideal of Great Unity11
Chapter 2 The Monarch44
Chapter 3 The Literati76
Chapter 4 Local Elite104
Chapter 5 The People134
Chapter 6 Imperial Political Culture in the Modern Age162
NOTES185
BIBLIOGRAPHY209
INDEX233

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Acknowledgments

THIS BOOK IS WRITTEN as homage to two eminent scholars. First is my teacher, Professor Liu Zehua

of the Nankai University Tianjin whose remarkable ability to combine - photo 2
of the Nankai University, Tianjin, whose remarkable ability to combine meticulous study of specific texts, periods, and personalities with bold generalizations and highly original analysis of Chinese political culture throughout the centuries serves as a source of constant inspiration for me. Second is the late Professor Shmuel Noah Eisenstadt, in whose workshops I was privileged to participate in the early 2000s, and who encouraged me to contextualize Chinese history and Chinese political culture in broader global patterns and to think in terms of comparative history. It is to these two great teachers that my book is dedicated.

In preparing this book I have benefited tremendously from the advice of my friends and colleagues: Zvi Ben-Dor, Michal Biran (whose illuminating remarks on nomadic political culture proved exceptionally invaluable), Elizabeth Perry, and Yitzhak Shichor. Paul Goldin and another reviewer for Princeton University Press contributed greatly toward the manuscripts improvement. I am deeply grateful to these scholarsand to many other colleagues whose advice on particular questions I sought and whose studies I have consulted. Naturally, I remain singularly responsible for any possible inaccuracies and imprecise interpretations of secondary research. I am grateful to Yitzchak Jaffe for preparing the map.

I am grateful to Rob Tempio of Princeton University Press for his constant encouragement; to the Institute for Advanced Study, Princeton, where the exceptionally stimulating intellectual atmosphere strengthened my determination to undertake this project back in 2006, and to my wife, Wang Yu, and my friends, who tolerated my partial default on social obligations during the years of writing and revisions.

This research was supported by the Israel Science Foundation (grant no. 1217/07) and by the Michael William Lipson Chair in Chinese Studies.

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The Everlasting Empire

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Introduction

Stability is in unity.

Mengzi

WESTERN OBSERVERS seem always to have been fascinated with the durability of the Chinese political system. While attitudes toward the Chinese political model changed dramatically over the centuries, reflecting shifts and turns in Europes political and intellectual historyfrom the Jesuits admiration of Chinas stability to Hegels derision of its stagnation, from Voltaires praise of it as an exemplary enlightened monarchy to Karl Wittfogels detestation of its Oriental despotisminterest in the Chinese empires exceptional longevity persisted.1 In turn it led Western scholars to investigate numerous aspects of Chinese political thought, values, and modes of sociopolitical behaviorwhat today may be called political culture. While in the course of the twentieth century interest in the Chinese imperial model and in Chinas political culture diminished among nonspecialists, it remained intense among scholars of China who searched in the imperial past for explanations of Chinas turbulent present. Particularly during Mao Zedongs years in power (19491976) and in their immediate aftermath, scholars repeatedly debated the cultural roots of the vicissitudes of Chinese history, investigating imperial patterns of autocracy, dissent, submission, and rebellion and their impact on Chinas present.2

In recent decades this interest in Chinese political culture among Western students of China has gradually subsided. Many factors have contributed to this: emerging scholarly uneasiness with sweeping generalizations that all too often served hidden or overt political agendas; decentering shifts in the historiography that redirected scholarly gaze from the center to the periphery and from the rulers to the ruled; and, arguably, the seemingly dull and predictable state of contemporary Chinese politics, which makes the field of political studies of currentand, mutatis mutandis, premodernChina much less attractive than it was during Maos twists and turns.3 Yet curiously, just when Chinese politics became less exciting and Western scholars lost their interest in Chinese political culture, this topic gained unprecedented prominence in Chinas indigenous scholarship. Prompted by the need to reassess the traditional sources of manifold malpractices of Maos (and not only Maos) era, and encouraged by

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relative relaxation of academic control, Chinese scholars produced dozens of monographs and thousands of articles on various topics concerning traditional Chinese political ideologies, values, and practices and their modern impact. Few are the topics on which the divergence of interests between Chinese and Western scholars is so marked.

My interest in Chinese political culture had been aroused since my first encounter with the leading Chinese scholar in the field, Liu Zehua, under whose guidance I studied in the 1990s, at Nankai University, Tianjin. It was there that I first began contemplating the need to address anew the political miracle of the Chinese empireone of the largest political entities worldwide, which endured against all odds for more than two millennia. Unlike my Chinese teachers and colleagues, I was attracted to Chinese political culture primarily not because of its impact on Chinas current political experience, but as an explanatory framework for the empires unparalleled durability. I believe that now, as ideological battles in which the Chinese empire served as a model or a foil for the Occident have long ended, the time is ripe to address its history anew, and try to understand how its architects and custodians were able to establish the longest continuous polity in human history.

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